N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Marvin S. Gittes 95-01450 Name of Respondents Cowen & Company Thomas James Associates, Inc. n/k/a H.J. Meyers & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 23, 1995, Claimant Marvin S. Gittes ("Claimant"), who appeared Pro Se, alleged that Respondent Thomas Jame

Award NASD Dispute Resolution In the Matter of the Arbitration Between: NflTTlP of thp Pfoin^apt P^QP NlTm-h^T 00-04650 Hill International, Inc. ring Site- Philadelphia, PA Dean Witter Reynolds, Inc. RFPPFSFNT ATTfW OF PARTT1T.S Claimant, Hill International, Inc., was represented by David Braverman, Esq. and Richard E. Miller, Esq., Braverman Kaskey & Caprara, Philadelphia, Pennsylvania. Respondent, Dean Witter Reynolds, Inc., was represented by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Santo Chilleme, Santos Construction Company Profit Sharing Plan and The Chilieme Family Trust NASD Arbitration No. 95-01446 Name of Respondents Corporate Benefit Securities, Inc. and Roberta Joyce Hughes REPRESENTATION For Claimant: Timothy McGonigle Ruben & McGonigle Los Angeles, California For Respondent Co

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wayne D. Gibb Name of Resnondent Patricia Ann Reed CASE SUMMARY 95-01444 In a claim filed with the National Association of Securities Dealers, Inc. on March 22, 1995, Claimant, Wayne D. Gibb, who appeared Pro Se, alleged that Respondent, Patricia Ann Reed, improperly charged him a commission. Claimant further alleged that in Ja

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Doris J. Vetter 95-01443 Name of Respondent Prudential Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 22, 1995, Claimant Doris J. Vetter, who appeared Pro Se, alleged that Respondent Prudential Securities Inc., recommended the purchase of an unsuitable security

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Renee Liber and Inversiones Y Representaciones Aradia S R.L. 95-01434 Names of Respondents Josephthal Lyon & Ross Inc. Arthur E. Lieberman REPRESENTATION For Claimants, Renee Liber ("Liber") and Inversiones Y Representaciones Aradia S. R. L, ("Inversiones"): Russell L. Forkey, Esq., Fort Lauderdale, FL. For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Davis Iran NASD Arbitration v. No. 95-01432 Name of Respondents Hassan Hasemian and Investment Technology Corporation International REPRESENTATION For Claimant: Joseph G. Davis, Esq. Santa Ana, California For Respondent Hassan Hasemian: Hassan Hasemian, In Pro Per Los Angeles, California For Respondent Investm

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) James E. and Rena E. Gates 95-01427 Name of Respondents) Prudential Securities, Inc. Robert E. Kilbridge CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 13, 1995, Claimants James E. and Rena E. Gates, who appeared Pro Se, alleged that Respondent Robert E. Kilbridge of the

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant William E. Latta 95-01420 Name of Respondents Metropolitan Life Insurance Company Harry Kamen Ted Athanassiades Charles Sahner REPRESENTATION For Claimant: Robert J. Carroll of Perenich, Carroll, Perenich, Avril & Caufield, P.A., Clearwater, FL; Louis Kwall of Kwall & Showers, P.A., Clearwater, FL; James O'Leary, II,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the "Arbitration Between Name of Claimant Simon Strum 95-01417 Names of Respondents Dean Witter Reynolds, Inc. Phil Rosensweig REPRESENTATION For Claimant/Counterrespondent Simon Strum ("Strum"): Jeffrey Tew, of Jeffrey Tew, P. A.," Miami, Florida. For Respondent, Dean Witter Reynolds, Inc. ("Dean Witter"): Peter J. Aldrich, Esq.> of Kelley, Aldrich & Warren,