*•* •* N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Paul M. & Mary G. Shuford 95-01334 Name of Respondents John J. Cummins Beacon Securities,Inc. REPRESENTATION The Claimants Paul M. and Mary G. Shuford ("Claimants") appeared pro se. For Respondent Beacon Securities, Inc. ("Beacon"): Leon B. Lipkin, Esq. , of New York, NY filed an Answer on behalf of Beacon, but

N.A.S.D. AWARD NATIONAL ASSQCTATIQN OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Shohre Afshar NASD Arbitration No.95-01331 Name of Respondents Ash & Co., Inc. and Michael Joseph McHale REPRESENTATION For Claimant: Audwin Carey Spence, Esq. Law Office of Audwin Carey Spence Inglewood, California For Respondents: John P. Cione, Esq Law Offices of John P. Cione Solana Beach, California

N.A.S.D. STIPULATED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name nf Claimant The Ohio Company 95-01330 Name of Respondent Fred E. Balser, Jr. REPRESENTATION For Claimant The Ohio Company appeared Marion H. Little, Jr. , Esq. of the law firm Zeiger, Dreher & Carpenter located in Columbus, Ohio. Respondent Fred E. Balser, Jr. ("Balser") appeared pro se. CASE INFORMATION Statement of Cla

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Austin Church m, Janey Church, Helen Church Towle, both individually and as trustee for the Helen Church Towle Revocable Trust Agreement of 1990 DTD 7-20-94 and Helen Church Towle and Austin Church HI as trustees for the Albert Edward Towle Charitable Remainder Unitrust No. 2 95-01323 Name of Respondent Prudential Secu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Howard B. and Noreen Wernick 95-01319 Name of Respondents Neil Bearce Bryson Caldwell Cook Smith Barney Inc. f/k/a Shearson Lehman Brothers Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 15, 1995, Claimants Howard B. and Noreen Wernick, who appeared Pro Se, alleged tha

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Mark Okun 95-01315 Name of Respondents David Market Stratton Oakmont, Inc CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 14, 1995, Claimant Mark Okun ("Claimant"), who appeared Pro Se, alleged that he purchased shares of Dr. Pepper Beverages in the Summer of 1994, pursuant t

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Tejwinder S. Kahlon, Claimant v. Fidelity Brokerage Services, Inc., Respondent Case Number: 00-04631 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: David Liebrader, Esq. The Law Offices of David Liebrader Irvine, California For Respondent: W. Douglas Kari, Esq. Brian H. Newman, Esq. Orrick, Herrington & Sutcliffe LLP Los A

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Denoco Holdings B.W.I. Ltd. and David M. Baum, (Claimants) vs. Lee Michael Shapiro, Denise Marie Shapiro, and Parker Bromley Ltd., (Respondents) Case Number: 00-00472 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Denoco Holdings B.W.I. Ltd. ("Denoco") and David M. Baum ("Baum"), hereinafter collectively referred to as "Claimants": Douglas S. Trokie, Esq

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Sheldon R. Blum, (Claimant) vs. Olde Discount Corporation and Craig Wisbiski, (Respondents). Case Number: 00-00055 Hearing Site: San Francisco, California. REPRESENTATION OF PARTIES Sheldon R. Blum: Represented himself. Olde Discount Corporation and Craig Wisbiski: Timothy N. Will, Esq. Albert & Will Torrance, California CASE INFORMATION Statement of Claim filed on

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Lynne Tanya Tull, Individually and as Trustee for the Tull Family Trust NASD Arbitration v. No.95-01314 Name of Respondents Bear Stearns & Company, Lyndon Parker, Rebecca Rothstein REPRESENTATION For Claimant: Michael A. Bertz, Esq. Los Angeles, California For Respondents Bear Stearns & Company Michael M. Gless, Esq.