NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Steel Industries, Inc.; and Paul A. Sakmar and Name of Respondents Kidder, Peabody & Company, Inc.; Paine Webber, Inc.; and Michael E. Simmers NASD Case Number: 95-01154 REPRESENTATION OF PARTIES Claimants Steel Industries, Inc. and Paul A. Sakmar were represented by Roger K. Timm, Esq. of Dykema Gossett located

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Fred and Virgina Sue Horn NASD Arbitration No. 95-1153 Nan*s of Respondents A. G. Edwards & Sons, Inc., and Kevin Caprio REPRESENTATION For Claimant: Fred Horn, in pro per For Respondent: Jeff Jamieson, Esq., A.G, Edwards & Sons, Inc., St. Louis, Missouri CASE INFORMATION Statement of Claim filed: March 6, 19

t Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Candy Albano Case No. 00-04600 Name of Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Candy Albano, hereinafter referred to as "Claimant": Gary W. Pollack, Esq., Coral Gables, Florida. For Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill"), hereinafter referred to

N.A.S D AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Richard J. & Carolyn Ann Scioscia 95-01147 Name of Respondent Fidelity Brokerage Services, Inc. REPRESENTATION For Claimants Richard J. and Carolyn Ann Scioscia ("the Scioscias"): Lawrence Schechterman^ of Securities Arbitration Recovery, Inc., of Boca Raton, Florida, and Jeffrey Kahn of Securities Arbitration Consultants, Inc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Thomas A. Honeycutt James R. Hill 95-01142 Name of Respondent James Mitchell & Co. REPRESENTATION For Claimant, Thomas A. Honeycutt ("Honeycutt"): pro se. For Claimant, James R. Hill ("Hill"): pro se. For Respondent, James Mitchell & Co. ("JMC"): Richard A. DuRose of Foley & Lardner, Orlando, Florida and Pamela R. Sch

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants William & Mary Mahoney 95-01135 Name of Respondents James W. Bullard J.W. Bullard & Co. REPRESENTATION Claimants William & Mary Mahoney ("Claimants") appeared pro se Respondent James W. Bullard and as representative for J.W. Bullard & Co. ("Respondents") appeared pro se CASE INFORMATION Statement of Claim filed Mar

NASD REGULATION, INC AWARD NASD REGULATION, INC. la the Matter of the Arbitration Between Name of Claimants New Island Management Advisors, L.P. General New Island, Inc. 95-01134 Name of Respondents Evan Stoopler Julian Stoopler Hhrenkiantz King Nussbauro, Inc. REPRESENTATION For Claimant; New Island ManagenTent^AdvisorsvL.P.^INew Island' 1 ) and General New Island; Inc. (collectively the "Claimants"), appeared Dan Dtwz, Esq.

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Edward K Peplinski and NASD Case Number: 95-01131 Name of Respondents Tamaron Investments, Inc. James Scott Blake RFPRF.SffNTATTQFLnF PARTIES Clamant Edward K. Peplinski was represented by lames A. Bolt, Esq., New Berlin, Wisconsin. Respondent Tamaron Investments, Inc. was represented by Brad Ramming, Esq. of Overtoil, Babiar

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Investor Resource Services, Inc. 95-01129 Name of Respondents Lew Lieberbaum & Company, Inc. Mark I. Lew Leonard A. Neuhaus REPRESENTATION For Claimant: John E. Lawlor, Esq., Mineola, NY. For Respondents: Chase Caro, Esq. of the law firm of Caro & Graifiman, P.C., New York, NY. CASE INFORMATION Statement of Claim fi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Herzog, Heine, Geduld, Inc., 95-01126 Name of Respondents A.T. Brod & Co., Inc., Bear Stearns Securities Corp., Inc., Kemper Clearing Corp., Roddy DiPrimo, S.A. REPRESENTATION For Claimant Herzog, Heine, Geduld, Inc.: Michael J. McAllister, Esq, from the law firm of Lane & Mittendorf, New York, NY For Respondent Bear St