N.A.S.n. AWARD NATIONAL ASSOCIATION OF sKrtremRS nKAi.FRS INC In the matter of the Arbitration Between Name nf Claimant William R. & Lynda E. O'Neill NASD Arbitration No.95-00999 Name nf Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Lealyn Paul Clark, HI REPRESENTATION For Claimant: Keith A. Ketterling, Esq., Stoll Stoll Berne Lokting & Shlachter, Portland, Oregon, and Richard S. Yugler, Esq., Portland, Oregon For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. GOT 2 0 In the matter of the Arbitration Between v Ngme of Claimant Naji Perry v. NASD Arbitration No. 95-00993 Name of Respondents Shearson Lehman Brothers, Inc. and Bruce Campbell REPRESENTATION For Claimant: Andrew Kizemuski, Esq, Schlossberg & Kncemuski, Beverly Hills, California For Respondent: Sean J. Coughlin, Esq., Smith Barney, Inc., New York, New York

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants James F. and Betty J. Huch 95-00979 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Gary F. Einig CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 24, 1995, Claimants James F. and Betty J. Huch, who appeared Pro Se, alleged that Respondent Gary F. Einig ("E

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold and Kathryn Dusen 95-00977 Name of Respondents Keith Brechbill Larry Weil CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 24, 1995, Claimants Harold and Kathryn Dusen, who appeared Pro Se, alleged that Respondent Keith Brechbill ("Brechbill"), recommended the purch

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael J. Feeney c/o Atlantic Business Group, Inc. 95-00972 Name of Respondents Gruntal & Co., Inc. James B. Liberman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 23, 1995, Claimant Michael J. Feeney ("Feeney"), who appeared Pro Se, alleged that on December 6, 1993 Re

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Slavica Sussann Ristic and 00-04586 Scottsdale, Arizona Name of Respondent WestAmerica Investment Group O.J. Wilkinson, IV John M. Gersten REPRESENTATION OF PARTIES Slavica Sussann Ristic ("Claimant") was represented by Joseph A. Kendhammer, Esq., Kendhammer & Holden, L.L.C., Phoenix, Arizona. WestAmerica Investment Group ("Respondent We

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Kevin Pfeifer, Claimant, v. No. 95-00970 Rhodes Securities, Inc., and James Lynn Marasco, Respondents. REPRESENTATION Of g ARTIES Kevin Pfeifer ("Claimant") was represented by Glenn D. Young, Jr., Esq., of Voting, Bogle, MCCausland, Wells & Clark, P.A., Wichita, Kansas. Rhodes Securities, Inc., ("RSI") and James Lynn Marasco ("Marasco") (

NASD REGULATION, INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant The Deukmedjian Revocable Family Trust 95-00967 Name of Respondents Marsh Block & Company Alfred G. Block Kenneth Marsh Martin M. Berk Elizabeth O. Simone Kevin M. Mahon REPRESENTATION For claimant, The Deukmedjian Revocable Family Trust ("claimant"), appeared Richard P. Swanson Esq., of the law firm Reid & Priest locat

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Paine Webber, Inc. 95-00963 Name of Respondent Todd W. Cowle Consolidated with In the Matter of the Arbitration Between Name of Claimant Edward Cowle 95-02419 Name of Respondent Paine Webber, Inc. REPRESENTATION For PaineWebber, Inc. (Claimant in 95-00963 and Respondent in 95-02419)("PaineWebber") appeared A. Inge Se'den, III, Esq., of t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) Jeanette Williams Richard Williams Name of Respondents) Joseph W. Perley Stuart,Coleman & Co.,Inc. S* National Association of Securities Dealers, Inc. All' Rights Reserved 95-00961 REPRESENTATION The Claimants appeared pro se. For Respondents: Victor T. Sicuranza Executive Vice President and Director of Compli