Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thf. Claimant Case Number 03-02735 Abdullah Hadi individually and on behalf of his IRA Name nf thft Respondents Hearing Site- Baltimore, MD Morgan Stanley DW, Inc. Thomas Gffl Wilson Nature of the Dispute: Customer vs. Member and Associated Person. RFPRRSKNTATTON OF PARTTFS Claimant, Abdullah Hadi individually and on behalf of his IRA, was represented by R

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant CAST. Miimher- 03-02733 Gwendolyn O'Donnell individually and on behalf of her IRA TsJamp of the Respondents Hearing Site' Baltimore, MD Legg Mason Wood Walker, Inc. Michael Mordent! Nature of the Dispute: Customer vs. Member and Associated Person. RF.PKF.SFNTATTON OFPARTTF.S Claimant, Gwendolyn O'Donnell, individually and on behalf of her IRA

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02732 Phillis F. Keyes, Individually and as Trustee of the Phillis F. Keyes Revocable Trust Names of the Respondents Hearing Site: Orlando, Florida UBS Financial Services Inc. f/k/a UBS PaineWebber, Inc. Michael Alan Furman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant David Freed Names of the Respondents Salomon Smith Barney, Inc. Eddie M. King Case Number: 03-02731 Hearing Site: Boca Raton, FL Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For David Freed ("Freed"), hereinafter referred to as "Claimant": William Young, Esq., Hooper & Weiss, L.L.C., O

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Joe Billy Fain Case No. 00-04518 Names of Respondents Morgan Keegan & Company, Inc. Dean Morgan Paugh Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Joe Billy Fain, hereinafter referred to as "Claimant": Rhon E. Jones, Esq., Beasley, Allen, Crow, Methvin, Portis & Miles, P.C., Montgomery, Alabama, and Elizabeth C. Smithart, Es

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02729 Judi C. Kennedy, Individually and Lewis A. Kennedy, Individually and Judi C. Kennedy and Lewis A. Kennedy, JTWROS Names of the Respondents Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith Inc. Marc J. Walters Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIE

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02726 Dorothy M. Carrothers Lanson L. and Dorothy Carrothers JTWROS Names of the Respondents Hearing Site: Orlando, Florida Merrill Lynch, Pierce, Fenner & Smith Incorporated Scott A. Geric Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Dorothy M. Carrothers ("D. Carrothers

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02724 Barbara J. Callahan, f/k/a Barbara J. Callahan-Whitt Names of the Respondents Hearing Site: Orlando, Florida Gerald Fischetti Prudential Securities, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Barbara J. Callahan, f/k/a Barbara J. Callahan-Whitt, hereinafter ref

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02723 Terrance H. Brown Names of the Respondents Hearing Site: Boca Raton, FL Prudential Securities, Inc. Bernice K. Freeland James Robert Sory, Jr. Richard Dean Brusca Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Terrance H. Brown, hereinafter referred to as "Claimant": James Ric

Stipulated Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02721 Kathleen Snyder, Individually and Kathleen Snyder and Joann P. Winter, JTTEN Names of the Respondents Hearing Site: Tampa, FL A.G. Edwards and Sons, Inc. Irene Barouh Stacey Hammer Richard Bernstein Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kathleen Snyde