Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Erich McMann Name of the Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Case Number: 03-02609 Hearing Site: Chicago, Illinois Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant, Erich McMann, ("McMann"), or, ("Claimant"),: Michael Stanton, Esq., of James, Hoyer, Newcomer & Smiljanich P.A., located in Tampa, Flor

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02606 Paul R. Shields Holly D. Shields Names of the Respondents Hearing Site: Tampa, Florida Vincent Stafford Merrill Lynch, Pierce, Fenner & Smith Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Paul R. Shields and Holly D. Shields ("Shields"), hereinafter collectively refe

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Rita Banko, on behalf of Stanley A. Banko, Sr. and Rita M. Banko, Jt. Tenants Names of the Respondents Oftring & Co. Inc. Dale Para, an individual Case Number: 03-02604 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Rita Banko, on behalf of Stanley A

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02603 The Frazier Trust Names of the Respondents Hearing Site: Atlanta, Georgia A.G. Edwards & Sons, Inc. Jeffrey Tyler Shaver Fred Barton Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For The Frazier Trust, hereinafter referred to as "Claimant": Don W. Johnson, Esq., The Johnson Law F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Lotta Bystrom v. UBS Financial Services Inc., Mark W. Flower and James D. Klein, Respondents Case Number: 03-02599 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Richard Sacks Irwin Stein Novato, California For Respondents: Peter R. Boutin, Esq. Julie A. Kole, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: James M. Solomonson and Janet H. Solomonson, on behalf of The James M. and Janet H. Solomonson Joint Account^ the James M. Solomonson IRA, and the Janet H. Solomonson IRA, and Janet H. Solomonson (individually and as attorney-in-fact for Alice D. Hesehon) and Joann Cress on behalf of the A. Heselton, J. Solomonson, and J. Cress Joint Account, Claimants v. A.G. Edwards & Sons, Inc. and M

Award NASD Dispute Resolution In the Matter of the Arbitration Between: The Wayne & Roberta Musser Foundation and The Musser Family Trust., Claimants v. Salomon Smith Barney, Inc. (n/k/a Citigroup Global Markets, Inc.) and William M. Vick, Respondents Case Number: 03-02592 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Brett A. Alcala, Esq. Alcala Law

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Meir Smith v. 03-02590 Minneapolis, Minnesota Respondent Workman Securities Corporation Nature of Dispute: Associated Person v. Member ' REPRESENTATION OF PARTIES Meir Smith ("Claimant") was represented by Richard Cabrera, Esq., Minneapolis, Minnesota. Workman Securities Corporation ("Respondent") was represented by Benjamin R. Skjold, Esq., of Hellmuth &

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Poske Automotive Inc., Employee Profit Sharing Trust by David Hutchinson, its Trustee and Respondents Comerica Securities, Inc., and Peter J. Neary Case Number: 03-02589 Hearing Site: Detroit, Michigan NATURE OF CASE Customer v. Member and Associated Person REPRESENTATION OF PARTIES Poske Automotive Inc., Employee Profit Sharing Trust b

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 00-04504 Michael Bleyzer, Name of the Respondents Hearing Site: Houston, Texas Southwest Securities, Inc., MB Trading s Inc., Terra Nova Trading, REPRESENTATION OF PARTIES Claimant Michael Bleyzer, hereinafter referred to as "Claimant," was represented Randall C. Owens, Esq. of Golden & Owens located in Houston, Texas. Respon