Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02473 UBS PaineWebber, Inc. Name of the Respondent Hearing Site: Tampa, Florida Gregory A. Jurkiewicz Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For UBS PaineWebber, Inc., hereinafter referred to as "Claimant": Lisa A. Catalano, Esq., Davidson, Manchel & Brennan, LLP, Northvale, New Jersey. Gregory

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the Claimants Gregg and Randi Garnick Names nf the Bear Stearns & Co., Inc. Clinton Nossel Case Number- 03-02463 Hearing Site- Philadelphia, PA Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants, Gregg and Randi Garnick, hereinafter collectively referred to as "Claimants", were represented by T

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joseph Colombo, (Claimant) vs. Datek Online Brokerage Services, LLC and iClearing Corp., (Respondents) Case Number: 00-04497 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Joseph Colombo, hereinafter referred to as "Claimant", appeared/?r# se. Respondents, Datek Online Brokerage Services, LLC ("Datek") and iClearing Corp. ("iClearing"), hereinafter co

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02462 Joseph Richards, HI Joseph Richards, m, IRA Names of the Respondents Hearing Site* Washington, D.C. Morgan Stanley DW, Inc. Walter Andrew Romans, Jr. Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTTFS Claimants, Joseph Richards, ffl and Joseph Richards, IE, IRA, hereinafter collectively

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02457 Nancy Freundt Alberti Lucciola Alberti de Freundt Estate of Oscar Freundt Rosell Name of the Respondent Hearing Site: Boca Raton, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Nancy Freundt Alberti ("NFA"), Lucciola Alberti de Freundt ("LAF"), and

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-02455 Oppenheimer & Company, Claimant v. B. Wade Ashton, Respondent. ATTORNEYS: Claimant, Oppenheimer & Company, ("Claimant"), appeared through its in-house Counsel, Eric J. Shames, Esq., New York, NY. Respondent, B. Wade Ashton, ("Respondent") did not respond to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: April 3, 2003 CASE SUMMARY: Claimant al

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jerome Goldberg and Laura Goldberg (Claimants) v. First Union Securities, Inc. and James D, Routhier (Respondents) Case Number: 03-02447 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Jerome Goldberg and Laura Goldberg ("The Goldbergs") hereinafter collectively referred to as "Clai

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Martin Oxenhorn and Marion Oxenhorn (Claimants) v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Morton Reisfield (Respondents) Case Number: 03-02446 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Martin Oxenhorn and Marion Oxenhorn hereinafter collectively referred to as

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jon and Charlene Scott (Claimants) v. Edward D. Jones & Co. and Brian A. Kljun (Respondents) Case Number: 03-02445 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Jon Scott ("J. Scott") and Charlene Scott ("C. Scott") hereinafter collectively referred to as "Claimants": Andrew J. Stoltmann, Esq., St

Award NASD Dispute Resolution In the Matter of the Arbitration Between: French Needle Design Corp., Claimant Case Number: 03-02444 vs. Austin Securities, Inc. and Southwest Securities, Inc., Respondents Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, French Needle Design Corp., hereinafter referred to as "Claimant": David Schiller, French Needle Design Corp., Forest Hills, New York. Respondents, Austin Securities, Inc. and Sou