Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the John and Donna O'Leary Name nf the Respondents Scott & Stringfellow, Inc. William F. Calliott Samuel L. Collins Furman G. Wall, Jr. Case Number 03-00787 Hearing Site: Richmond, Virginia Nature of the Dispute: Customers vs. Member and Associated Persons. i RFPRFSKMTATTON OF P ARTTP.S Claimants, John and Donna O'Leary, hereinafter collectively r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nam.* nf the Claimant Pase Number! 03-00784 Michael A. Brim Name of the Respondents Hearing Site- Richmond, Virginia Merrill Lynch, Pierce, Fenner, & Smith, Inc. David E. Jennings Martin W. RJOSS Nature of the Dispute: Customer vs. Member and Associated Persons. RFPKFSFNTATTON OF PAttTTKS Claimant, Michael A. Brim, hereinafter referred to as "Claimant", was represented b

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Leslie Franyo and Diane Franyo, Claimants v. PaineWebber Incorporated n/k/a UBS Financial Services Inc., Financial West Group, and Robert V. Sessa, Respondents Case Number: 03-00781 Hearing Site: Los Angeles, California Nature of the Dispute: Customers v. Members and Associated Person REPRESENTATION OF PARTIES For Claimants: For Respondent PaineWebber Incorporated

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Dorothy A. Haber Trust and 03-00779 Phoenix, Arizona Name of Respondents A.G. Edwards & Sons, Inc. Michael N. Solomon Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Claimant Dorothy Haber: Roger J. Buffington, Buffington & Bowling, LLP, 2151 Michelson Drive, Suite 232, Irvine, CA 92612

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Joseph Najjar and 03-00776 Phoenix, Arizona Name of Respondents Morgan Stanley DW Inc. John P. Maskubi Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Joseph Najjar ("Claimant") was represented by Geoffrey Trachtenberg, Esq., Levenbaum & Cohen, Phoenix, Arizona. Morgan Stanley DW Inc. ("Respondent MSD

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00775 Nancy Reichle as Trustee of the DD Trust u/a/d February 23,1993 (the "Trust") on behalf of the Trust and its beneficiaries Name of the Respondent Hearing Site: Tampa, Florida Morgan Stanley DW, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Nancy Reichle as Trustee of the DD Trust u/a/d February 2

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00774 Alan W. Heldman Names of the Respondents Hearing Site: Atlanta, Georgia Merrill Lynch, Pierce, Fenner & Smith, Inc. David Lesser Michael Torre Joel Berlly Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Alan W. Heldman, hereinafter referred to as "Claimant": Lange Clark, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Greg Braunstein Susan T. Braunstein Greg Braunstein DMD, PA, Trustee Greg Braunstein Pension Plan Dated 10/31/79 Greg Braunstein DMD, PA, Profit Sharing Plan and Trust Dated 10/31/79 Names of the Respondents Janney Montgomery Scott LLC James Peter Rishe Case Number: 03-00770 Hearing Site: Boca Raton, Florida Nature of the Dispute: C

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00768 Louis Psoinos Names of the Respondents Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. Larry Sandidge Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Louis Psoinos, hereinafter referred to as "Claimant": John R. Newcomber, Jr., Esq. and Michael J. Stant

Award NASD Dispute Resolution In the Matter 01 the Arbitration Between: Name of the Claimant Case Number: 03-00765 R.M. Stark & Co., Inc., Name of the Respondent Hearing Site: Boca Raton, Florida Andrew D. Murphy Nature of the Dispute: Member v. Associated Person. REPRESENTATION OF PARTIES For R. M. Stark & Co., Inc. ("RMSCI"), hereinafter referred to as "Claimant": Gary L. Stark, CEO, R. M. Stark & Co., Inc., Delray Beach, Florida and Ellen R.