Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marie T. Osborne on behalf of the Marie T Osborne Family Limited Partnership and the Marie T Osborne Qualified Personal Residence Trust, Claimant v. August DiVito and Mutual Service Corporation, Respondents Case Number: 03-00661 Hearing Site: Las Vegas, Nevada Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: David

Stipulated Award NASD In the Matter of the Arbitration Between: Name of the Claimant Case Number: 00-04368 Aida Fraga Names of the Respondents Hearing Site: Boca Raton, FL Veronica Lee Barnes and Merrill Lynch, Pierce, Fenner & Smith, Inc. REPRESENTATION OF PARTIES For Aida Fraga, hereinafter referred to as "Claimant": Robert J. Poulson, Jr., Esq., Law Offices of Robert J. Poulson, Jr., Cooperstown, NY. For Respondent Veronica Lee Barnes ("B

Award p _ p __ ( , f NASD Dispute Resolution * ™ ^ ^ * v ^' J KO^ m -q A & 55 In the Matter of the Arbitration Between: Re :"C7;^:;3;; ^ [.;:/.; David Dehoff and Charlene Dehoff, Claimants v. Prudential Securities Incorporated and D. Harrison Rascoe, Respondent Case Number: 03-00657 Hearing Site: San Diego, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTI

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Suzanne Magers, Individually and as Trustee of The Magers Family Marital Trust, The Magers Family Decedent's Trust, The Magers Descendents Trust, The Magers Family Exempt Marital Trust, The Magers Family Survivors Trust, and The Magers Family Decedent's Trust, Claimant v. Morgan Stanley DW Inc., Jon K. Harris, and Christopher M. Jette, Respondents Case Number: 03-00655 Hearin

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Eleanor W. Gearhart (Claimant) v. Chase Investment Services Corp. and Juanita (Jean) Forrestal (Respondents) Case Number: 03-00645 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Eleanor W. Gearhart ("Gearhart") hereinafter referred to as "Claimant": Jenice L. Malecki, Esq., The Law O

Award NASD Dispute Resolution In the Matter of the Arbitration Between: David Shuster and Ida Shuster, JTWROS, and Individually (Claimants) v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. (Respondent) Case Number: 03-00641 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member. REPRESENTATION OF PARTIES Claimants David Shuster and Ida Shuster ("Shusters"), David Shuster IRA ("D. Shuster"), and Ida Shuster IRA

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Charles R. Kuhno (Claimant) v. Citigroup Global Markets, Inc. i/k/a Salomon Sm Inc. and James Joseph Reilly (Respondents) th Barney, Case Number: 03-00637 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Charles R. Kuhno ("Kuhno") hereinafter referred to as "Claimant": Eric Esq., Garden

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant/Counterrespondent Case Number: 03-00634 Merrill Lynch Pierce Fenner & Smith, Inc. Name of the Respondent/Counterclaimant Hearing Site: Chicago, Illinois Dr. Spiros Stamelos Type of Controversy: Member Firm v. Customer and Customer v. Member Firm REPRESENTATION OF PARTIES John J. Kilkenny, Esq. of the firm Ungaretti & Harris located in Chicago, Illinois repre

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant AnantN. Mauskar and Name of Respondent Raymond, James & Associates, Inc. Case Number; 03-00628 Hearing Site: Houston, Texas NATURE OF DISPUTE Customer v. Member Firm REPRESENTATION OF PARTIES Anant N. Mauskar ("Claimant" or "Mauskar") was initially represented by Darren C. Blum, Esq., Law Office of Darren C. Blum, P.A., Plantation, Florida. On

Award NASD Dispute Resolution In the Matter 01 the Arbitration between: Name of the Claimant Case Number: 03-00626 Florence R. Guerrieri Names of the Respondents Hearing Site: Boca Raton, Florida WM Financial Services Michael A. Zapata Robert A. Peck REPRESENTATION OF PARTIES Claimant Florence R. Guerrieri ("Guerrieri") appeared pro se. For WM Financial Services ("WMFS"), Michael A. Zapata ("Zapata") and Robert A. Peck ("Peck"), hereinaf