NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00292 June Fox, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, June Fox, ("Claimant"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("Respondents"), appeared B

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00291 Thomas W. Eaton Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Thomas W. Eaton, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., H

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00290 Merrill Bell and Zita Bell, Claimants vs. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: " " " " For Claimants Merrill Bell and Zita Bell ("Claimants") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc f/k/a Salomon Smith Barney, Inc. and Jack

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00289 The R A Busemeyer Atheist Foundation, Claimant vs. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents ATTORNEYS: ' ~ ~ ~ — - — . _ — _____ For Claimant, The R A Busemeyer Atheist Foundation, ("Claimant"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respon

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00288 """" Dale and Marlene Lux, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: ~~ ^ ~ ~ ~ ~ ~ ~"~~~"~~~^ '~" For Claimants, Dale and Marlene Lux, ("Claimants"), appeared James Richard Hooper, Esq., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc, and Ja

NASD DISPUTE RESOLUTION AXVAM) NASD DISPUTE RESOLUTION CASE: 03-00286 Patrick & Patricia Sweeney, Claimants v. Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents. ATTORNEYS: ~ For Claimants, Patrick & Patricia Sweeney, ("Claimants"), appeared James Richard Hooper, Esq., Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Gr

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Phyllis Solof, Trustee of the Phyllis Solof Trust Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 03-00285 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Phyllis Solof, Trustee of the Phyllis

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-00284 Howard Hasbrouck Ruth J, Hasbrouck Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Howard Hasbrouck and Ruth J. Hasbrouck, hereinafter collectiv

09/30/04 15:41 FAI 2128583909 NASD REGULATION NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00282 Sydelle Gordon, IRA, Claimant v, Citigroup Global Markets, Inc. i7k/a Salomon Smith Barney, Inc., and Jack B. Grubman., Respondents ATTORNEYS: " " ~ ~ ~ For Claimant, Sydelle Gordon, IRA, ("Claimant"), appeared Janies Richard Hooper, Esq., of the fiim Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Mar

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00280 Betty S. Ingram, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant Betty S. Ingram ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("Respondents"), a