AUS-16-04 I1:29AM FROM-56I 655 6222 .. 5S1 6556222 r-594 NASD DISPUTE RESOLUTION AWAltf) CASE: 03-00278 Paul L. Sbeiman, IRA and Gail Sheirmux IRA, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smiih. Barney, Inc. and Jack B. Orubman, Respondents. ATTORNEYS; For Claimants, Paul L. Sneiman IRA and Gail Sheiman IRA, ("Claimants"), appeiored James Richard Hooper, Esq., of the firm Hooper & Weias, L.L.C., Orlando, FL. For Respondents

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-04322 Michael G. Steiniger, DBPP, Claimant vs. Ameritrade, Inc., Respondent. ATTORNEYS: Claimant, Michael G. Steiniger, DBPP, ("Claimant"), appeared through its trustee, Michael G. Steiniger, Esq., Encino, CA. Respondent, Ameritrade, Inc., ("Respondent"), appeared through its Regulatory Manager, James J. Vihstadt, Esq., Bellevue, NE. DATE FILED: September 29, 2000. CASE SUMMARY

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00277 Alvin Sadowsky and Martha Sadowsky, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Alvin Sadowsky and Martha Sadowsky ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00276 Egidio Melito and Jane Melito v Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimants, Melito Egidio and Jane Melito, ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grub

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00275 Linda Broeske, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant Linda Broeske ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman ("Respondents") appeare

flASD DlSFUTE RESOLUTION AWARD NASP DISPUTE RESOLUTION CASE: 03-OD273 Francis Bnriter TTEE FBO Francis Breiter, Claimant v. Citigroup Global Markets, Inc., ffk/a/ Salomon Smith Banicy, Inc., and Jack B. Gruhman, Respondents. ATTORNEYS: For Clamant, Rands Bretesr TIBE FBO Brands Biciter, ("Claimant 11 ), appealed James Richard Hooper, Esq, of the finn Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc., f/k/a Salo

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00272 David's Drapery Workroom, Inc., Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, David's Drapery Workroom, Inc., ("Claimant"), appeared James Richard Hooper, Esq., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("Respondents"), ap

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00269 Robert Ockerman Names of the Respondents Hearing Site: Tampa, Florida SouthTrust Securities, Inc. and Connie Ruse Nature of the Dispute: Customer vs. Member Firm and Associated Person. REPRESENTATION OF PARTIES For Robert Ockerman, hereinafter referred to as "Claimant": James Richard Hooper, Esq., Hooper & Weiss, L.L.C., Orlando, Fl

I Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert Muchowski IRA (Claimant) v. Linsco/Private Ledger Corp. a/k/a LPL Financial Services and Regina Bolvin (Respondents) Case Number: 03-00265 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Robert Muchowski IRA ("Muchowski") hereinafter referred to as "Claimant": Jonathan W. Evans,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Charles Faso (Claimant) v. Prudential Securities, Inc. n/k/a Prudential Equity Group, Inc. (Respondent) Case Number: 03-00260 Hearing Site: Buffalo, New York Nature of the Dispute: Customer v. Member. REPRESENTATION OF PARTIES Claimant Charles Faso ("Faso") hereinafter referred to as "Claimant": Donald G. McGrath, Esq., McGrath & Polvino, PLLC, Williamsville, NY. Respondent