Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Shane Thomas Names of the Respondents A.G. Edwards & Sons, Inc. and Carlos Gamez Case Number: 03-00183 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Shane Thomas, hereinafter referred to as "Claimant": John T. Getz, Esq., Feldman, Dickstein & Getz,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants f!ase Number 03-00178 Michael Launi Splendora Launi Names of the Respondents Hearing Site: Washington, DC Daniel S. Deirisio CIBC World Markets Corporation Nature of the Dispute: Customer vs. Member and Associated Person. RF.PRFSRNTATTOM OF PARTTF.S Claimants, Michael Launi and Splendora Launi, hereinafter collectively referred to as "Claimants

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Claude Hughes and Betty Hughes, Claimants v. Morgan Stanley DW Inc. and Sandra R. Masiel, Respondents Case Number: 03-00177 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: For Respondents: CASE INFORMATION Claude Hughes Betty Hughes In Propria Persona i Camarillo, California Christine A. Kendrick, Esq. Morgan Stanley DW

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morgan Stanley DW Inc., Claimant v. Gregory Scharlach, Respondent Case Number: 03-00175 Hearing Site: San Francisco, California Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES For Claimant: John R. St. John St. John, Wallace, Brennan & Folan LLP Torrance, California For Respondent: Gregory Scharlach Millbrae, California CASE INFORMAT

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morgan Stanley DW Inc., Claimant v. John S. Gunnison, Respondent Case Number: 03-00174 Hearing Site: Los Angeles, California Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant: Patrick J. Folan, Esq. St. John, Wallace, Brennan & Folan LLP Torrance, California For Respondent: James O. Boylan, III, Esq. Law Offices of James

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Henry Franczek and Danya Franczek, Claimants, vs. FSC Securities Corporation and and Joseph M. Finkler, Respondents. Case Number: 00-04304 Hearing Site: N/A REPRESENTATION OF PARTIES Claimants Henry Franczek and Danya Franczek, ("Claimants,") were represented by Edward J. Bardelli, Esq. of Warner Norcross & Judd LLP, 111 Lyon, N.W., Suite 900, Gr

Award NASD Dispute Resolution In the Matter of the Arbitration Between: David Lane, Claimant v. Morgan Stanley DW Inc. and Leslie P. Jenkins, Respondents Case Number: 03-00171 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: William W. Bloch, Esq. Excelus Law Group, Inc. Beverly Hills, California For Respondents: Kevin K. Fitzgerald, Esq. Catherine L

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kermit C. Rudolph, Thomas F. Rudolph, and Stephen M. Rudolph (Claimants) v. A.G. Edwards & Sons, Inc. and Gary L. Sliemers (Respondents) Case Number: 03-00165 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Kermit C. Rudolph ("K. Rudolph"), Thomas F. Rudolph ("T. Rudolph"), and Stephen

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Dr. Robert J. Blair, Jill E. Blair, and Dr. Robert J. Blair, Inc. Profit Sharing Plan and Names of Respondents UBS PaineWebber, Inc., and William J. Hanrahan Case Number: 03-00162 Hearing Site: Detroit, Michigan NATURE OF CASE Customers v. Member and Associated Person REPRESENTATION OF PARTIES Dr. Robert J. Blair, Jill E. Blai

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Marvin L. Jablonski and Case Number: 03-00157 Hearing Site: Omaha, Nebraska Name of Respondents Salomon Smith Barney, Inc. (n/k/a Citigroup Global Markets Inc.), Rose M. Sipe, John Thomas Spaustat, Eric J. Butler and Joseph Bradley Kucera REPRESENTATION OF PARTIES Claimant Marvin L. Jablonski, hereinafter referred to as "Claimant:" Rep