Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-07526 Legg Mason Wood Walker, Incorporated (Consolidated with 02-07798) Names of the Respondents Hearing Site: Orlando, Florida Anthony Truman John Schaedel In the Matter of the Arbitration Between:- Name of the Claimant Case Number: 02-07798 Legg Mason Wood Walker, Incorporated (Consolidated with 02-07526) Name of the Resp

07/29/2004 12:01 FAX NASD REGULATION Award NASD Dispute Resolution In the Matter of the Aibitration Between: Walter Edgar Sciz, Edward C. Henschd, and IS Intersecurities GMBH (Claimants) v. Beny-Shino Securities, Inc. and R. Matthew Shino (Respondents) Case Number: 02-07524 Hearing Site: New York New Yoik Nature of the Dispute: Associated Person and Non-Member vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Walter Edgar Sei

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Martin R. Reid, Jr. individually and as Trustee for Charitable Remainder Trust and 02-07519 Phoenix, Arizona Name of Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc, John P. McKenna Nature of the Dispute; Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Martin R. Reid, Jr. individually and as Trustee

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-07517 Fred Rosen Names of the Respondents Hearing Site: Boca Raton, Florida Salomon Smith Barney, Inc. Dwayne Ross Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Fred Rosen, hereinafter referred to as "Claimant": John T. Getz, Esq., Law Offices of Feldman, Dickstein & Getz, L

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-07515 Stephen W. and Patricia L. Stauffer, Claimants vs. Robin Armstrong and Morgan Stanley, DW, Inc., Respondents. ATTORNEYS: ~ ~ ~ Claimants, Stephen W. and Patricia L. Stauffer, (collectively "Claimants") appeared pro se, Glen Arm, MD. Respondents, Robin Armstrong and Morgan Stanley DW, Inc., (collectively "Respondents") appeared through their in-house counsel Debra Ro

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Patrick H. McDonald Name of thp> Respondent Wells Fargo Investments, LLC Case Niumber:Q2-Q7513 Hearing Site: Indianapolis, Indiana Nature of the Dispute: Associated Person vs. Member Firm REPRESENTATION OF PARTIES Claimant, Patrick H. McDonald, appeared pro se in this proceeding. Respondent, Wells Fargo Investments, LLC ("Wells Fargo"), hereinaft

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 02-07511 Gary J. and Carol Anderson Name of the Respondents Hearing Site: Dallas, Texas Merrill Lynch, Pierce, Fenner & Smith, Inc.; David H. Komansky; and, Deepak D. Raj MATURE OF DISPUTE Public Customer vs. Member Firm and Associated Persons REPRESENTATION OF PARTIES Claimants Gary J. and Carol Anderson, hereinafter referred to as

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants William H. and Deborah C. Lampe Names of Respondents Stonebriar Securities, Inc. Matthew James Fitzgibbon Todd Edward Sanders Juan Carlos Fernandez Case No. 00-04227 Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For William H. and Deborah C. Lampe, hereinafter collectively referred to as "Claimants": William H. Lampe. Fo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-07510 Kevin F. and Dariene K. Jursinski JTWROS Kevin F. Jursinski Kara M. Jursinski UTMA/FL Jamie Jursinski UIMA/FL Lauren B. Jursinski IHMA/FL KC Sports Management, Inc. Dariene K. Jursinski Kevin F. Jursinski, P.A., SEP Name of the Respondent Hearing Site: Tampa, Florida Prudential Securities, Incorporated Nature of th

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Arlene Zwickel, Irving Zwickel, Arlene Zwickel IRA and Irving Zwickel IRA Names of the Respondents Morgan Stanley Dean Witter, Ron Katz and Christopher Damante Case Number: 02-07508 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Arlene Zwickel,