AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Ermin Sallmen and 00-04162 Troy, Michigan Russo Securities, Inc. Ferdinand Russo a/k/a Fred Russo, and William G. Brown REPRESENTATION OF PARTIES Ermin Sallmen ("Claimant") was represented by Anthony V. Trogan, Esq., West Bloomfield, Michigan. Russo Securities, Inc. ("RSI") and Ferdinand Russo a/k/a Fred Russo ("Russo"), hereinafter referred to as "the Russo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Steven P. Mednick (Claimant) v. Kirtin Securities, Inc., Kirlin Holding Corp., Anthony Kirincic and David O. Lindner (Respondents) Case Number: 02-06922 Hearing Site: New York, New York Nature of Dispute: Associated Person v. Member, Non-Member and Associated Persons REPRESENTATION OF PARTIES Claimant Steven P. Mednick ("Mednick") hereinafter referred to as "Claimant": Ja

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Patricia Toner a/k/a Eleanor Patricia Toner and Patricia Toner Cash/Personal (Claimants) v. Kirlin Securities, Frank Nargentino, and Ed Deicke (Respondents) Case Number: 02-06921 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimants Patricia Toner a/k/a Eleanor Patricia Toner ("Toner") and Patricia To

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Norman Ember, individually, and on behalf of the Estate of Susan Ember., and The Norman and Susan Ember Foundation (Claimants) v. Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets, Inc.., Kenneth Edward Chapin, and Jack Benjamin Grubman (Respondents) Case Number: 02-06920 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Persons.

STIPULATED AWARD NASD Dispute Resolution In the Matter of Arbitration Between: Name of Claimant Susan P. Sylvester Names of Respondents A.G. Edwards & Sons, Inc. Frederick Findeisen Mark Bonnot Harvest Financial Corporation Frank D. Ruscetti Robert A. Papariella Case Number: 02-06916 Hearing Site: Pittsburgh, Pennsylvania Nature of Dispute: Customer v. Members and Associated Persons. REPRESENTATION OF THE PARTIES Claimant

N Award ASD Dispute Resolution In the Matter of the Arbitration Betv Fredrick T. Golden III, Claimant v. Case Number: 02-06912 een: UBS Financial Services Inc. and Angeli Forster, Respondents Hearing Site: San Diego, California Nature of the Dispute: Customer vs Member and Associated Person REPRESENTATION OF PARTIES For Claimant: For Respondents: Arthur S. Leider Investors Arbitration Specialists San Diego, California

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-06906 Martin Savarick and Jan Savarick, Joint Account Martin Savarick Jan Savarick Names of the Respondents Hearing Site: Boca Raton, Florida UBS PaineWebber, Inc. Robert David Child David Block Michael Brian Levin Jeffrey Allen Dudas Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTAT

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard L. and Florence Law, Richard L. Law IRA, and Richard L. Law SEP IRA (Claimants) v. Prudential Equity Group, LLC f/k/a Prudential Securities, Inc., Richard Dorfrnan, Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc., and Jack Grubman (Respondents) Case Number: 02-06905 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Members and Associated Perso

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-06900 Dianna Lynn Name of the Respondent Hearing Site: Boca Raton, FL CIBC World Markets Corp. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Dianna Lynn ("Lynn"), hereinafter referred to as "Claimant": Curtis Carlson, Esq., Payton & Carlson, P.A., Miami, Florida. For CIBC World Markets Corp. ("CIBC"), herei

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Mae C. Annandale, individually and as Trustee for the Clyde B. Annandale Trust and the Cyrus B. Conner Trust Names of the Respondents Linsco/Private Ledger Eugene F. Blair Case Number: 02-06895 Hearing Site: Atlanta, Georgia Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Mae C. Annand