Award NASD Dispute Resolution In the Matter of the Arbitration Between: AMR Capital Trading Corporation (Claimant) vs. Jonathan Botier (Respondent) Case Number: 02-06533 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, AMR Capital Trading Corporation, hereinafter referred to as "Claimant": Michael H. Ference, Esq., Sichenzia Ross Friedman Ference LLP, New York, NY. Respondent, Jonathan Botier, hereinafter referred to as "Respondent"

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sharon L. Huelsman (Claimant) v. Navellier & Associates, Inc., Louis G. Navellier, Shawn Price, Prim Capital Corporation, Carolyn C. Kaufman, CFP, CPA, Kelly Smith, and Michael T. O'Neill (Respondents) Case Number: 02-06532 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customer vs. Non-Members and Associated Persons. REPRESENTATION OF PARTIES Claimant Sharon L. Huelsman (

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Names of Claimants: Ronald J. Dorris and Peggy A. Dorris Case No: 00-04123 Name of Respondent: Bear Stearns Securities Corp. Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Ronald J. Dorris and Peggy A. Dorris, hereinafter referred to as "Claimants": James D. Keeney, Esq., James D. Keeney, P.A., Sarasota, Florida. For Bear Stearns Securities

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-06528 Murry M. Shapero, Capital Group, L.P. Claimant vs. Terry L. Hudson, Robert A. Hunt, Sally Ann Hunt, Barrington and James A. Mitarotonda, Respondents. ATTORNEYS: For Claimant, Munjy Lehman & Eilen, LLP M. Shapero ("Claimant"), appeared Scott D. Stechman, Esq., of the firm , Uniondale, NY. Respondents, Terry "Respondents"), L. Hudson, Robert A. Hunt and Sally

Award NASD Dispute Resolution In the Matter of the Arbitration Between: William T. Caspar (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc., Paul Ceglarski, Linda Houston, Stanley O'Neal, and David Komansky (Respondents) Case Number: 02-06525 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant William T. Caspar ("Caspar") hereinafter referred to as "Claimant appe

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Elaine Bevan, (Claimant) v. Richard Wachowiak, Barbara Zsiros, Thomas Allers, Jerrold Kopsa, Carl Jordan and Chris Randall, (Respondents) Case Number: 02-06523 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Associated Persons REPRESENTATION OF PARTIES Claimant, Elaine Bevan ("Bevan"), hereinafter referred to as "Claimant": Andrea R. Polvino, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants P.ase Number 02-06521 John G. Turcic, Linda K. Turcic and the John G. Turcic IRA Names of the Respondents Rearing Site • Pittsburgh, PA PNC Advisors/PNC Financial Services Group and PNC Brokerage Corporation Nature of the Dispute: Customers vs. Non- Member and Terminated Member REPRESENTATION OF PARTIES Claimants, John G. Turcic, Linda K. Turcic an

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Scott Grady Name of the Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Case Number: 02-06518 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Scott Grady ("Grady"), hereinafter referred to as "Claimant": David A. Weintraub, Esq., David A. Weintraub P. A., Ft. Lauderdale, Florida.

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Andrew Lowy, D.P.M. and 02-06513 Phoenix, Arizona Name of Respondents H & R Block Financial Advisors Phil Delord Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Andrew Lowy, D.P.M. ("Claimant") was represented by Robert D. Mitchell, Esq., Mitchell Law Offices, Phoenix, Arizona. H & R Block Financial A

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Raymond R. Housh and Nancy W. Housh and 02-06507 Omaha, Nebraska Name of Respondents Raymond James Financial Services, Inc. Winfield G. Mayne Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Raymond R. Housh and Nancy W. Housh ("Claimant") was represented by Gail E. Boliver, Esq., Boliver Law Firm, Marsh