NASD DISPUTE RESOLUTION AtVAJKD NASD DISPyTE BESOLI^ON CASH; 02-06364 First Momauk Securities Corp., claimant vs. Michael Vogt, respondent ATTORNEYS: . For Claimant appeared Bruce D. Oakes, Esq., Ballwin, MO. Respondent did not respond to tiws Statement of Claim. DATE FILED: October ?3,2002 CASE SUMMARY: Claimant alleged that respondent failed to repay monies owed pursuant to the terms of a Promissory Note, Claimant maintained that because of respon

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number. 02-06363 Edward F. and Georgianne K. Kash, Georgianne K. Kash and Edward F. Kash, Trustees, U/A Dated 11/1/98, and Georgianne K. Kash, Trustee U/A Dated 11/21/98 ^ , ^ , Hearing Site: Tampa, Florida Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. and Eric A. Klaus Nature of the Dispute: Customer

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Case Number 02-06359 Helen Jean Disney Helen Jean Disney IRA nf the Respondents Hearing Site; Baltimore, MD UBS PaineWebber, Inc. Richard Thomas Curran Dennis Peacock, Jr. Nature of the Dispute: Customer vs. Member and Associated Persons. RFPRKSFNTATTON OF PARTIES Claimant, Helen Jean Disney, individually and on behalf of her IRA, hereinafter ref

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thp. flaimanf Cnse Number 02-06358 George M. Ruppert individually and as Custodian of The George M. Ruppert IRA Name nf the. Respondents Hearing .Site* Washington, DC Merrill Lynch, Pierce, Fenner & Smith, Inc. William Kirvan, Jr. Margaret Stancampiano Nature of the Dispute: Customer vs. Member and Associated Persons RFPRF.SP.NTATTON OF PARTTHS Claimant, Geor

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Christopher Brown Names nf the Respondents Kirlin Securities, Inc. David Ryan John Padgett Theodore Dragon Karl F. Hemmer Case Number: 02-06357 Hearing Site- Charlotte, North Carolina Nature of the Dispute: Customer vs. Member and Associated Persons. RF.PRF.SFTsJTATTON OF PARTTF.S Claimant, Christopher Brown, hereinafter referred to a

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Andrew Garrett, Inc. f/k/a Midwest Discount Brokers, Inc. and Nanhe of Respondent Case Number: 02-06356 Hearing Site: Houston, Texas Texas Titan Resources, Inc. NATURE OF DISPUTE Member Firm v. Customer REPRESENTATION OF PARTIES Andrew Garrett, Inc. f/k/a Midwest Discount Brokers, Inc. ("Claimant") was represented by Stephen M. Blesdoe, Esq.,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-06354 Dan R. Duncan and Neils Creek Property Co., Ltd Name of the Respondent Hearing Site: Atlanta, Georgia Bear Stearns & Co., Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Dan R. Duncan ("Duncan") and Neils Creek Property Co., Ltd, ("Neils") hereinafter collectively referred to as "Claim

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-06348 Ralph G. Amodei, claimant vs. Allan Douglas Securities, Inc. and James Taylor, respondents. ATTORNEYS: Claimant appeared pro se, Davie, FL. For Respondent Allen Douglas Securities, Inc. appeared Russell L. Forkey, Esq., Fort Lauderdale, FL. DATE FILED: October 22, 2002 CASE SUMMARY: Claimant alleged that respondent sold IDTI without his permission and purchased ASCL without his

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-06347 Westor Online, Inc., Claimant vs. Raymond A. Thomas, Respondent. ATTORNEYS: For Claimant appeared Dominick J. Porto, New York, NY. Respondent did not respond to the Statement of Claim. DATE FILED: October 22, 2002 NATURE OF CLAIM: Member Firm v. Associated Person CASE SUMMARY: Claimant alleged that Respondent has failed to repay monies owed being the balance of an amount of a l

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: D. Barrett Watkins and Linda Watkins, Claimants v. American Income Securities, Equity Trust Advisors, Inc., Mark C. Photoglou and Henry D. Davidson, Respondents Case Number: 00-04105 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: Jeffrey A. Blackie, Esq. Call & Jensen Newport Beach, California For Respondents: James K. Autrey, Esq. N