Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-06286 Louis Hosek Names of the Respondents Hearing Site: Tampa, Florida A.G. Edwards & Sons, Inc. Ronald May Richard Velten Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Louis Hosek, hereinafter referred to as "Claimant": Patrick A. Davis, P.A., Clearwater, Florida. For Respond

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of the Claimants Case Number: 00-04100 Gregory D. Trammell Name of the Respondent Hearing Site: Albuquerue, NM Morgan Stanely Dean Witter Inc., and Brian Bower REPRESENTATION OF PARTIES Claimant Gregory D. Trammell hereinafter referred to as "Claimant": Clinton Marrs, Esq. of Vogel, Campbell, Blueher & Castle, P.C. located in Albuquerque, New Mexico. Respondents M

Award NASD Dispute Resolution In the Matter of the Arbitration Between: prfcimant r flSf Niimter 02-06^83 George Stocker pug S itfv Chicago, Illinois Bane One Securities Corporation OF PATTFS Claimant George Stocker ("Stocker") hereinafter referred to as "Claimant": Alan Block, Esq., of Block & Landsman, located in Chicago, Illinois. i Respondent Bane One Securities ("Bane One") hereinafter referred to as "Respondent": Kennet

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-06279 Michael F. Siegel Names of the Respondents Hearing Site: New Orleans, LA Hunt and Linda Downer Patrick and Dorothy Landry Nature of the Dispute: Associated Person v. Customer. REPRESENTATION OF PARTIES For Michael F. Siegel, hereinafter referred to as "Claimant": George C. Freeman, Esq., Barrasso Usdin Kupperman Freeman & Sarver

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-06275 Louis Savoldy and Ellen Savoldy Names of the Respondents Hearing Site: Tampa, FL A.G. Edwards & Sons, Inc. Richard Velten Ronald May Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Louis Savoldy and Ellen Savoldy, hereinafter collectively referred to as "Claimants": Patrick A

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Stephen R. James Names of the Respondents InterSecurities, Inc. Western Reserve Life Insurance Co. James P. Gouldman Case Number: 02-06274 Hearing Site: New Orleans, LA Nature of the Dispute: Associated Person vs. Member and Associated Person. REPRESENTATION OF PARTIES For Stephen R. James, hereinafter referred to as "Claimant": Paul J. Masin

Award NASD Dispute Resolution \ttft _ r*AH -Q A 0 , * M h: In the Matter of the Arbitration Between: '^^^Ano;^ Jeffrey Cieslak, Claimant / Counter-Respondent v. Datek Online Financial Services LLC, Respondent / Counter-Claimant 55 Case Number: 02-06266 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant/Counter-Respondent: For Respondent/Counter-Claimant

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: David Beard, Claimant v. Edward D. Jones & Co., L.P. and Lawrence S. Kerson, Respondents Case Number: 02-06265 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: G. Michael Zeno, Jr., Esq. Zeno, Drake and Hively, P.S. Kirkland, Washington For Respondent Edward D. Jones & Co., L.P.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: David Beard, Claimant v. Edward D. Jones & Co., L.P. and Lawrence S. Kerson, Respondents Case Number: 02-06265 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: G. Michael Zeno, Jr., Esq. Zeno, Drake and Hively, P.S. Kirkland, Washington For Respondent Edward D. Jones & Co., L.P.: David H

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Glenn K. Olson v. 02-06263 Minneapolis, Minnesota Respondents Charles Schwab & Company, Inc., Randy D. Groves, Leann A. Lenander and Webb Financial Group, L.L.C. and Cross Claimants Charles Schwab & Company, Inc., and Randy D. Groves v. Cross Respondents Leann A. Lenander and Webb Financial Group, L.L.C. Nature of Dispute: Customer v.