Award NASD Dispute Resolution In the Matter of the Arbitration Between: Shirley J. Sainsbury, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney Inc. and Sharon D. Black, Respondents Case Number: 02-06021 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member Firm and Associated Person REPRESENTATION OF PARTIES For Claimant: Ralph R. Smith, Esq. Attorney at Law Tumwater, Washington For Respondents: Jos

5*7/03/2003 X5:42 , 202-337-5459 MUIRLAW ftl-tfi-03 Qi:D5an Fran-HASO DISPUTE RESOLUTION 232-726-6952 Stipulated Award NASD Dispute Resolution -PAGE B2/06 T-971 P.Q02/QQ3 F-909 In ihe Matter of the Arbitration Between: Ihaih Ari-7 Jeneax Aziz 02-06013 Sitft' Washington, DC Merrill Lynch, Pierce, Fenner & Smith, Inc. Eric MacDonnell Duvld MacDonnell Kiah Warden Claimants, Ihab Aziz and Jeneat Aziz, heremafiercoJleciivelyrefeTT

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Pase Number 02-060 1 1 Samuel E. Sprehe Name of the Respondents Hearing Site: Raleigh, NC A.G. Edwards & Sons, Inc. James B. Latham Nature of the Dispute: Customer v. Member and Associated Person. RFPRFSFNTAT10N OF PARTTFS Claimant, Samuel E. Sprehe, hereinafter referred to as "Claimant", was represented by Harry S. Miller, Esq., Perkins, Smith & Cohen, LLP, Boston, Mass

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-06010 Morgan Keegan & Company, Inc. Name of the Respondent Hearing Site: Boca Raton, Florida Jeff Carroll Nature of Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES For Morgan Keegan & Company, Inc., hereinafter referred to as "Claimant": J.P. Brizzolara, Staff Attorney, Morgan Keegan & Company, Inc., Memphis, Tennessee.

Award NASD Dispute Resolution In the Matter of the Arbitration .Between: Name of the Claimant Case Number: 02-06009 Barbara Wolpe Names of the Respondents Hearing Site: Boca Raton, Florida Young Stovall & Company Eileen Lamchick Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Barbara Wolpe ("Wolpe"), hereinafter referred to as "Claimant": Kenneth S. Sandier, Esq., Kenneth S. Sandier, P.A., Holl

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-06007 Philip Aronson and Jean Aronson Names of the Respondents Hearing Site: Boca Raton, Florida Costa Financial Group, Inc., a Florida corporation, and Andrew Costa, individually Nature of Dispute: Customer vs. Non-Member and Associated Person. REPRESENTATION OF PARTIES For Philip Aronson and Jean Aronson, hereinafter collectiv

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Municipal Partners LLC (Claimant) v. Cantor Fitzgerald Partners and Howard Lutnick Case Number: 02-06002 Hearing Site: New York, New York Nature of the Dispute: Member vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Municipal Partners LLC hereinafter referred to as "Claimant": Henry G. Burnett, Esq., Fulbright & Jaworski LLP, New York, NY. Respondents Cantor

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gabriel Weisz (Claimant) v. Liberty Capital I, L.L.C., Jeffrey Dubowy, and Martin Rebhun (Respondents) Case Number: 02-06000 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Non-Member and Associated Person. REPRESENTATION OF PARTIES Claimant Gabriel Weisz ("Weisz") hereinafter referred to as "Claimant": David Crystal, II, Esq. and James P. Donohue,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-5999 H&R Block Financial Advisors, Inc., Claimant vs. Thomas Graham and Catherine Graham, Respondents. ATTORNEYS: Claimant, H&R Block Financial Advisors, Inc., ("Claimant"), appeared through its in-house counsel, Kurt M. Miller, Esq., Detroit, MI. Respondent, Thomas Graham and Catherine Graham, (collectively "Respondents"), did not respond to the Statement of Claim. DATE FILED: Octob

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Anne C. Vogrin Case No. 00-04068 Name of Respond ent(s) Polaris Financial Services, Inc. Karl T. Crytser Hearing Site- Philadelphia, PA PF.PJRFSF.NTATTON Of fARTTF.S Claimant Anne C. Vogrin, hereinafter referred to as "Claimant", represented herself at the hearing. Respondents, Polaris Financial Services, Inc. ("Polaris") and Karl T. Cryster ("Cryster"), her