Award NASD Dispute Resolution In the Matter of the Arbitration Between: Rosemary Muldowney and Rosemary Muldowney IRA (Claimants) v. Financial Asset Management, Inc. and Kacey Harold Kowars (Respondents) Case Number: 02-05017 Hearing Site: Columbus, Ohio Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Rosemary Muldowney ("Muldowney") and Rosemary Muldowney IRA ("Muldowney IRA") hereinafter colle

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jennifer Leigh Porcaro (Claimant) v. Bear Stearns Securities Corp. and Robert J. Vessecchia (Respondents) Case Number: 02-05016 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Jennifer Leigh Porcaro ("Porcaro") hereinafter referred to as "Claimant": Leonard Kreinces, Esq., Kreinces & Rosenberg,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: ft nf the Plaimant Case Number- 02-05015 Glenn Michael Financial, Inc. ffg nf the Respondents Hearing Site- Philadelphia, PA Kelly Kirchoff Linda Kirchoff PFPRFSFNTATTON OF PARTTFS Claimant, Glenn Michael Financial, Inc., hereinafter referred to as "Claimant", was initially represented by Lawrence R. Gelber, Esq., Attorney at Law, Brooklyn, New York. On June 17, 2003, Mr

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-05011 Mark Alexander, claimant vs. Jac Tomasello and U.S. Discount Brokerage, Inc., respondents. ATTORNEYS: Claimant appeared pro se, Mayfield Heights, OH. Respondents appeared pro se through Jac Tomasello, President U.S. Discount Brokerage, Inc., Rocky River, OH. DATE FILED: August 26, 2002 CASE SUMMARY: Claimant alleged that respondents failed to pay him for his employment services

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Merrill Lynch Pierce Fenner & Smith, Inc. (Claimant) v. Chad Copeland d/b/a Satellite Connection, Inc. a/k/a Black Diamond Enterprises, Inc. (Respondent) Case Number: 02-05010 Hearing Site: Cincinnati, Ohio REPRESENTATION OF PARTIES Claimant, Merrill Lynch Pierce Fenner & Smith, Inc. ("Merrill") hereinafter referred to as "Claimant": Stephen M. Bales, Esq. and Scott Norcross, Esq.,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-03939 First Union Securities, Inc., claimant vs. Charles D. Oliver and Jean K. Oliver , respondents. ATTORNEYS: For Claimant appeared Kenneth F. Berg, Esq., Chicago, IL. Respondents appeared Pro Se through Charles D. Oliver, St. Albans, WV. DATE FILED: September 11, 2000 CASE SUMMARY: Claimant alleged that respondents placed an order to purchase 120,500 shares of NBTTF. Claimant fu

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Albert Anthony Cvitanovich. Claimant v. TITAN/Value Equities Group, Inc. and Jeffrey L. Bordok, Respondents Case Number: 00-00404 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Timothy A. Canning, Esq. Law Offices of Timothy A. Canning San Francisco, California For Respondents: G. Thomas Fleming 3JL Esq. Craig R. Bockntan, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Lori Hurson (Claimant) v. Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc. and Abbey H. Gladstone (Respondents) Case Number: 02-05009 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Lori Hurson ("Hurson") hereinafter referred to as "Claimant": J. Kirkland Grant, Esq., Law Offices

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John Talerico and John Talerico IRA (Claimants) v. Salomon Smith Barney, Inc. and George Mulvey (Respondents) Case Number: 02-05008 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants, John Talerico ("J. Talerico") and John Talerico IRA ("J. Talerico IRA"), hereinafter collectively referred to as "

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Stephen Peritz Name of the Respondent PaineWebber Incorporated d/b/a UBS PaineWebber, Inc. Case Number: 02-05007 Hearing Site: Boca Raton, Florida Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Stephen Peritz, hereinafter referred to as "Claimant": Steven I. Weissman, Esq., Steven I. Weissman, P.A., Cooper