Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Brent Rynn, Claimant v. Quick & Reilly, Inc., Richard F. Donovan, and Matthew T. Gellene, Respondents Case Number: 02-04801 Hearing Site: Los Angeles, California Nature of the Dispute: Associated Person vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Stephen Danz, Esq. Danz & Gerber Sherman Oaks, California For Respondents: T

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Brent Rynn, Claimant v. Quick & Reilly, Inc., Richard F. Donovan, and Matthew T. Gellene, Respondents Case Number: 02-04801 Hearing Site: Los Anseles, California Nature of the Dispute: Associated Person vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Stephen Danz, Esq. Danz & Gerber Sherman Oaks, California For Respondents: Timothy N. Will, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: °f thf ^^JTlflint Pas**. Niifphfrf 02-04795 Fred C. Johnson McDonald Investments, Inc. Site- Indianapolis, Indiana N[ATTTRF OF pJ^PTTfy, Customer vs. Member Firm OF Mark E. Maddox, Esq. of the law firm Maddox Hargett & Caruso, P.C. located in Fishers, Indiana, represented Claimant, Fred C. Johnson, hereinafter referred to as "Claimant. " Thomas, E. Satrom, Esq. of th

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alfredo Hernandez, Claimant v. Bane of America Investment Services, Inc., successor in interest to BA Investment Services, Inc., Juan C. Moreno, Barry G. Brundage, and Edmundo J. Jimenez, Respondents Case Number: 02-04788 Hearing Site: San Diego, California Nature of the Dispute: Customer v. Members and Associated Persons REPRESENTATION OF PARTIES For Claimant: Robert

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joanne T. Fichera and Andrew J. Fichera (Claimants) vs. Gruntal & Co., L.L.C., First Union Securities, Inc., and Frederick D. Jewett (Respondents) Case Number: 02-04779 Hearing Site: Boston, Massachusetts Joanne T. Fichera and Andrew J. Fichera (Claimants) vs. First Union Securities, Inc., and Frederick D. Jewett (Respondents) Case Number: 02-04780 Hearing Site: Boston, Massachusett

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-04774 Antonio and Filomena Fossari, Claimants v. JP Morgan Chase, Chase Investment Services Corporation, and Philip Stefan Getfield, Respondents. ATTORNEYS: For Claimants, Antonio and Filomena Fossari, ("Claimants"), appeared Andrew J. Kohler, Esq., New York, NY. Respondent, JP Morgan Chase, (" JP Morgan"), did not submit a statement of answer in this case. For Respondents, Chase Investm

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Pamela H. Darling (Claimant) v. Christopher D. Bell, and du Pasquier & Co., Inc. (Respondents). Case Number: 02-04771 - Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Pamela H. Darling ("Darling") hereinafter referred to as "Claimant": Eric M. Higgins, Esq., Wofsey, Rosen, Kweskin & Kuri

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-04770 j Dias George, Claimant vs. Merrill Lynch Pierce Fenner and Smith, Inc., and Henry D'Onofrio, Respondents. ATTORNEYS: Claimant, Dias George ("Claimant") appeared pro se.,White Plains, NY. i Respondents, Merrill Lynch Pierce Fenner and Smith, Inc., and Henry D'Onofrio, (collectively "Respondents") appeared through their in-house counsel, Richard Kelly, Esq.i New York, NY. DATE FILED

AWARD >n» Inc. In the Matter of the Arbitration Between Name of Claimant Gary Growden and Name of Respondents PaineWebber Incorporated Edward Papic Wilder D. Games 00-03914 Minneapolis, Minnesota REPRESENTATION OF ARTIES Gary Growden ("Claimant") was represented by Delmer C PaineWebber Incorporated ("Respondent PaineWebber"" Davidson, Esq., Senior Vice President & Senior Associa Inc., Weehawken, New Jersey. Ed

Award NASD Dispute Resolution In the Matter of the Arbitration Between: The Stanley H. Mindell Trust and Marc Mindell, Claimants v. Thomas F. White and Company, Inc. n/k/a Acument Securities, Inc. and Christopher W. Inglis, Respondents Case Number: 02-04764 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Paul J. Smoot, Esq. Merrill B. Emerick, Esq.