NASD REGULATION. INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Reich & Co., Inc. 95-00798 Name of Respondent Robert Benedickson REPRESENTATION For Reich & Co., Inc. ("Claimant") appeared Eric J. Shames, Esq. of Reich & Co., Inc., located in New York, New York and Theodore Krebsbach, Esq. of the law firm of Kittay, Gold & Krebsbach located in White Plains, New York. For Robert Benedickson ("Res

NASDR AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Martin Logan, an individual and Martin Logan and Koren Logan, as Trustees for The Logan Inter Vivos Trust Claimants NASDR Arbitration v. No. 95-00796 Kemper Securities Miiton Barnes Respondents REPRESENTATION OF PARTIES Martin Logan, an individual and Martin Logan and Koren Logan, as Trustees for The Logan Inter Vivos Trus

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Duncan Neville and Martha Neville Name of Respondents David D. Otis Comprehensive Financial Services Securities Service Network 95-00795 REPRESENTATION For Claimants Duncan Neville and Martha Neville (the "Nevilles"): Steven Mitchel, Esq. and Andrew Brenner, Esq. of Mitchel & Associates, P.A., Miami, FL. For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Nftipe gfl; Claimant/Counter-Respondent Kemper Securities, Inc. 95-00787 Name of Respqndpifl/Counter-Claimaftt Norman G. Eichhorn REPRESENTATION For Claimant/Counter-Respondent: Kemper Securities, Inc., now known as Everen Securities, Inc. ("Kemper"), was represented by A. Brad Busscher, Esq. of Everen Securities Inc., located in Chicago, Illin

r N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Paul R. and Rose A. Gagnon 95-00778 Name of Respondents Fidelity Investments Institutional Services Lee Datesman David Colbert Vince Jouret Rand Sutton CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimants Paul R. and Rose A. Gagnon ("Claimants

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Charles J. Mager 95-00770 Name of Respondents PaineWebber, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimant Charles J. Mager, who appeared Pro Se, alleged that he purchased 200 shares of Phoenix Laser ("PHX") and 200 shares of ATRIX Corp. ("ATRIX") stoc

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Tanya Booth, Claimant v. J.B, Oxford & Company, Inc. and Asa Such, Respondents Case Number: 00-03864 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider Investors Arbitration Specialists. Inc. San Diego, California For Respondent J.B. Oxford & Company, Inc.: Jeffrey A. Kob, Esq. Miller, Milove & Kob San Dtego, California

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jacobo Skverer & Rosa Skverer, JTWROS 95-00765 Name of Respondents Bear Stearns & Company Todd M. Boyd CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimants, Jacobo and Rosa Skverer, who appeared Pro $e, alleged, that Respondent, Todd M. Boyd of the Responde

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Robert B. Hutchinson 95-00763 Name of Respondents Dean Witter Reynolds, Inc. Bruce Eisen CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimant Robert B. Hutchinson, Esq., who appeared Pro Se, alleged that Respondents Dean Witter Reynolds, Inc. ("DWR") and Bruc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Marian Peterson 95-00761 Name of Respondent Brown & Company Securities Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimant Marian Peterson ("Claimant"), who appeared Pro Se, alleged that Respondent Brown & Company Securities Corporation ("Respondent"