Award ' NASD Dispute Resolution In the Matter of the Arbitration Between: Giovanni Bucolo, as Trustee of the Bucolo Family Trust dated 6-15-87 and as Trustee of the Giovanni and Rina C. Bucolo Family CRUT dated 8-30-99, Claimants v. Angelo Talebi d/b/a Precision Financial Services and Linsco Private Ledger Corp., Respondents Case Number: 02-04622 Hearing Site: Las Vegas, Nevada Nature of Dispute: Customer v. Associated Person and Member Firm REPRESENTAT

Award NASD Dispute Resolution In the Matter of the Arbitration Between: First Montauk Securities Corp. (Claimant) vs. Rafael Febus (Respondent) Case Number: 02-04615 HearingSite: New York, NY REPRESENTATION OF PARTIES Claimant, First Montauk Securities Corp., hereinafter referred to as "Claimant": Paul A. Lieberman, Esq., First Montauk Securities Corp., Red Bank, NJ. Previously represented by Joel Levinson, Esq. Montauk Securities Corp., Red Bank, NJ.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-04612 Michael T. Hill Name of the Respondent Hearing Site: Atlanta, Georgia Merrill Lynch, Pierce, Fenner & Smith Incorporated Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Michael T. Hill, hereinafter referred to as "Claimant": Steven J. Card, Esq., Gard Smiley Bishop & Dovin LLP, Atlanta, Georgia. :

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Carl A. Zeiler Names of the Respondents First Montauk Securities Corp. and Paul Leahy Case Number: 02-04608 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Carl A. Zeiler, hereinafter referred to as "Claimant": Russell C. Silverglate, Esq. and Robert H. Rex, Esq., Dickenson, Murphy, Rex and Sloan, Boca Raton, Florida.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-04606 Norman R. Levins, claimant vs. Kevin F. Cuddihy and David Brockway, respondents. ATTORNEYS: Claimant appeared pro se, Mt. Pleasant, SC. For Respondents appeared in-house counsel, Daren A. Luma, Esq., Merrill Lynch, Pierce, Fenner & Smith, New York, NY. DATE FILED: August 6, 2002 CASE SUMMARY: Claimant alleged that respondents failed to disclose important information regarding h

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-04602 Kenneth T. Potter, Individually and on behalf of Ken T. Potter R/O IRA Ken T. Potter and Diane D. Potter, JTWROS Ken T. Potter IRA Diane D. Potter, Individually and on behalf of Diane D. Potter R/O IRA Diane and Lynette Potter JT Marilyn B. David, Diane D. Potter and David H. David, JTWROS Names of the Responden

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Bias S. Catalan!, II and Names of Respondents Prudential Equity Group, Inc. MarkW. Kelch Thomas R. Griffin Case Number: 02-04596 Hearing Site: Houston, Texas NATURE OF DISPUTE Associated Person v. Member Firm and Associated Persons REPRESENTATION OF PARTIES Bias S. Catalan!, II ("Claimant") was represented by William H. Ford, Esq., of Ball

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-04593 Scott McMichael Name of the Respondent Hearing Site: Tampa, Florida E*Trade Securities, LLC Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Scott McMichael, hereinafter referred to as "Claimant", appeared pro se. For E*Trade Securities, LLC, hereinafter referred to as "Respondent": John Bersin, Assistant Genera

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants BT & BB Turakhia Family Ltd. and Bhupendra Turakhia, M.D. and Names of Respondents Merrill Lynch Pierce Fenner & Smith, Inc. d/b/a Merrill Lynch & Co. and Alvin A. Murgai Case Number: 02-04589 Hearing Site: Houston, Texas NATURE OF DISPUTE Customers v. Member Firm and Associated Person REPRESENTATION OF PARTIES BT & BB Tur

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Peter Abashian Name of Respondent First Albany Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc, on February 16, 1995, Claimant Peter Abashian, who appeared Pro Se, alleged that Respondent First Albany Corporation failed to execute a transaction for him. Claimant further alleged tha