N.A.S.D. AWARD NATIONAL ASSOCIATION QP SECURITIES DEALERS William H. Birdsong, Claimant, V. No. 95-0705 James W. Builard and Company, Respondents. REPRESENTATION OF PARTIES Claimant William H. Birdsong ("Claimant") represented himself. Respondent James W. Bullard and Company ("Bullard") was not represented by counsel. CASE INFORMATION Statement of Claim was filed on or about January 27, 1995. Claimant's Submission Agreement was signe

NASD REGULATION AWARD In the Matter of the Arbitration Between Name of Claimant Eugene R. Berger 95-00704 Name of Respondents Investors Associates, Inc. David Daniel Adams REPRESENTATION For Claimant, Eugene R. Berger ("Claimant"), appeared Gerald B. Kline Esq., located in Atlanta, Georgia. Claimant appeared Pro Se at the hearing, For Respondents, Investors Associates, Inc. ("IAI"), and David Daniel Adams ("Adams"), "Respondents") appear

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Raymond James & Associates, Inc. Names of Respondents Estelle Alexandria Roche Krieger Financial Services, Inc. Case No. 00-03850 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Raymond James & Associates, Inc. ("Raymond James") hereinafter referred to as "Claimant": Carrie J. Bechtold, Blackwell, Sanders, Peper, Martin, LLP, St.

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Eric Weschke and Kathy Montana, Claimants vs. Tasin & Company, Inc., Robert Tassinari, Salvatore Sfcpienza, John Stracquadanio, Mario Volpe[sic] and Louis Pepe, Respondents. Case Number: 00-00391 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimants,Eric Weschke and Kathy Montana, referred to as "Claimants": Steven N. Fuller, Nixon Peabody LLP, 101 Federal

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Thomas A. Bennett and Carole L. Bennett 95-00696 Name of Respondent Olde Discount Corporation REPRESENTATION Claimants Thomas A. Bennett and Carole L. Bennett ("Claimants") were represented by Kevin B. Steinberg, Esq., Starker & Steinberg, Philadelphia, PA. Respondent Olde Discount Corporation ("Respondent") was represented by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants William and Carolyn Koenig 95-00694 Name of Respondents Prudential Securities, Inc. Brian H. Summers CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 10, 1995, Claimants William and Carolyn Koenig ("Claimants"), through their counsel, James J. Eccleston, Esq., alleged that

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant William R. Holmes 95-00693 Name of Respondents Edward Sparacio Stratton Oakmont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 10, 1995, Claimant, William R. Holmes, who appeared Pro Se, alleged that Respondents, Stratton Oakmont, Inc. and Edward Sparacio, purchased

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David Camilleri 95-00691 Name of Respondent Clifford A. Steinberg - ' . • .:• CASE SUMMARY ',. .,_ In a claim filed with the National Association of Securities Dealers, Inc. on February 6, 1995, Claimant David Camilleri, who appeared Pro Se, alleged that Respondent Clifford A. Steinberg, did not properly handle the sale of his

* N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ronald Calanni 95-00690 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Joseph Pawelski CASE SUMMARY In a claim filed with National Association of Securities Dealers, Inc., on February 7, 1995, Claimant, Ronald Calanni, who appeared Pro Se, alleged that Respondent Joseph Pawelski, through the Respondent firm M

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Steven L. and Susan M. Osser, JTWROS 95-00689 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Frank A. Dibenedetto CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 3, 1995, Claimants Steven L. and Susan Osser, JTWROS, who appeared Pro Se, alleged that Responden