N.A.S.D. AWARD RECEIVED NATIONAL ASSOCIATION QF SECURITIES DEA T rPP s , T N r OCT 3 0 1995 In the matter of the Arbitration Between ....„ ,„ WHwumv JDW M Name of Claimant Jeff Markey v. NASD Arbitration No. 95-00309 of Respondent Lew Lieberbaum & Co., Inc. REPRESENTATION For Claimant: Virginia Hoyt, Esq. For Respondent: Lawrence P. Sandor, Esq., Lew Liebeibaum Co., Inc. Garden City, Ne

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Amrit N. Achari 95-00306 Names of Respondents Olde Discount Corporation Michael S. Clements Daniel Garcia REPRESENTATION Claimant, Amrit N. Achari was represent by Dale L. Trimble, Esq., Sole Practitioner, located in Houston, TX. Respondents, Olde Discount Corporation, Michael S. Clements, and Daniel Garcia were rep

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Michael P. Nemlich, Claimant, and No. 95-00298 Hamilton Investments, Inc., Respondent, REPRESENTATION OF PARTIES For Claimant: Michael P. Nemlich ("Nemlich") was represented by Mitchell B. Katten, Esq., Michael J. O'Rourke, Esq., Thomas G. Griffin, Esq., and Robert J. Labate, Esq., of O'Rourke & Griffin, located in Chicago, Illinois. For Res

NATIONAL ASSOCIATION OF SECURITIES DEALERS N.A.S.D. AJVARD Dra In the Matter of the Arbitration Between Name of Claimants James and Rosemary O'Connell Name of Respondent Metropolitan Life Insurance Company 95-00297 CASE SJUMkARI In a claim filed with the National Association of Securities Dealers, Inc. on January 20, 1995, Claimants James and Rosemary O'Connell ("Claimants"), who| appeared Pro Se, alleged that the Respondent Metropolitan

N.A.S.D. AV NATIONAL ASSOCIATION OF SECURITIES In the Matter of the Arbitration Between Name of; Claimant John H. Yaworski Name, of Respondents Robert J. Judge, Jr. Edwin Bell M. Rimson & Co.,Inc. r ARD DEALERS 95-00295 CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc., on January 19, 1995, Claimant, John H. Yaworsld, who appeared Pro Se, alleged that Respondents, M. Riimon & Co., Inc

N A.S D, AW In the Matter of the Arbitration Between Name of Claimant Mary Kay Hardy Name of Respondents Advest, Inc. Dennis P. Marinich 95-00294 CASE SUMMAI Y In a claim filed with the National Association of Securities Dealers, Inc. on January 20, 1995, Claimant, Mary Kay Hardy ("Hardy"), who appeared Iro Se, alleged that on January 1, 1990, Respondent Dennis P. Marinich ("Marinich"), an employe solicited the purchase by Claimant of 10

N.A.S.I] NATIONAL ASSOCIATION OF SI CURTTIES DEALERS . AWARD In the Matter of the Arbitration Name of Claimant Frank V. Cinquemani Name of Respondents John L. Lembo, m Hanover Sterling & Co., Ltd, Betw sen 95-00292 CASE S LJMMARY that Respondents Hanover Sterling & m ("Lembo"), purchased and sold sti In a claim filed with the National Aisociation of Securities Dealers, Inc. on January 19, 1995 Claimant Frank V. qinquemani, wh

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David & Marguerite Leonard Award No, vs. 95-00286 Name of Respondents Smith Barney Shearson, Inc. John R. Thornbury REPRESENTATION For Claimants, David Leonard ("Mr. Leonard") and Marguerite Leonard ("Ms. Leonard") (collectively "Claimants"), appeared John B. Madden, Jr. from the law firm of Arent Fox Kitner Plotkin &

V Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Harvey Kahaner, M.D., (Claimant) vs. Salomon Smith Barney Inc. and John D. Halotek, (Respondents) Case Number: 00-03796 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Harvey Kanaher, M.D., hereinafter referred to as "Claimant": Norman S. Zalkind, Esq., Zalkind, Rodriguez, Lunt & Duncan, Boston, MA. Respondents, Salomon Smith Barney Inc. ("SSB")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Estate Of Annabelle P. Bissell Award No. vs. 95-00282 Name of Respondents Paine Webber, Inc. Robert M Burke REPRESENTATION For Claimant, Estate of Annabelle P. Bissell ("Claimant"), appeared Howard M. Rosenfield, Esq. from Avon, Connecticut. For Respondents, PaineWebber, Inc. ("PW") and Robert M. Burke ("Burke"), appear