N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) Merrill Lynch Pierce Fenner & Smith Inc 95-00176 Name of Resoondent(s) Smith Barney Shearson, Inc. Alan Arno REPRESENTATION For Claimant: Merrill Lynch Pierce Fenner & Smith, Inc. ("Merrill"), Thomas Loder, Esq. of Rubin and Associates, Paoli, PA. For Respondents: Smith Barney Shearson, Inc. ("Smith Barney") and Alan Arno

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant J.W. Charles Securities, Inc. 95-00173 Name of Respondent Robert J. Solt, Jr. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 12, 1995, Claimant J.W. Charles Securities, Inc., ("Claimant"), through its representative and in-house counsel, Charles E. Scarlett, Esq., located in B

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James P. Endlich Case No. vs. 95-00172 Name of Respondents Olde Discount Corporation Randall B. Cohen REPRESENTATION For Claimant James P. Endlick a.k.a. James P. Endlich ("Endlick" or "Endlich") appeared Ronald G. Figler of Lesh, Casner & Miller located in Canton, Ohio. For Respondents Olde Discount Corporation ("Olde"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David A. Gatz 95-00170 Name of Respondent Olde Discount Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 12, 1995, Claimant David A. Gatz ("Claimant"), through his representative and counsel, Thomas E. Greef, Esq., located in Largo, FL, alleged that Respondent Olde D

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) Ray F. Bain 95-00169 Name of Respondent(s) Dean Witter Reynolds Inc. Carlos F. Fernandez CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 11, 1995 Claimant Ray F. Bain, who appeared Pro Se, alleged that Respondent Carlos F. Fernandez of the Respondent firm Dean Witter Reyn

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Charles Prindeville 95-00168 Name of Respondents Tamaron Investments, Inc. Donald S. Han Timothy L. Thompson Charles F. Kirby REPRESENTATION Claimant Charles T. Prindeville, III ("Claimant 11 ) represented himself. Respondent Donald S. Han ("Han") represented himself. Respondent Timothy L. Thompson ("Tho

:- •-, _ W CTW N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS PI IR1 1C In the Matter of the Arbitration Between Name of Claimant(s) Robert & Patricia Whitehouse Joel E. and Linette M. Larson 95-00165 Name of Respondcnt(s) Andrew Schattman Camelot Investment Corp. John Fasano REPRESENTATION The Claimants Robert Whitehouse and Joel Larson appeared pro se. The Claimants Patricia Whitehouse and Linnette Larson

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Robert E. Griswold v. NASD Arbitration No. 95-00164 Name of Respondents Russell W. Young, Associated Securities Corp.* and Robert Scott Securities REPRESENTATION For Claimants: Deidre Ward, Esq. Mission Viejo, California For Respondents: Russell W. Young, In Pro Per CASE INFORMATION Statement of Claim filed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) John M. Riedl 95-00162 Name of Respondent(s) David A. Blech D. Blech & Co,Inc. REPRESENTATION For Claimant John M. Riedl: Frank Lightmas, Esq. of the law firm of Lightmas and Delk, Atlanta, GA. The Respondents did not appear. CASE INFORMATION Statement of Claim filed: January 11, 1995. Claimant's Submission Agree

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert L. Hillman, and Rosemary Hillman, Claimants, v. No. 95-00161 Kemper Securities, and Kevin Bell, Respondents. REPRESENTATION OF PARTIES Robert L. Hillman, and Rosemary Hillman ("Claimants") were represented by J. Michael Vaughan, Esq., of Weisenfels & Vaughan, Kansas City, Missouri. Kemper Securities ("Kemper"), and Kevin Bell (