Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: William Salvie, (Claimant) vs. Mason Hill & Co., Inc. and Gerard Celmer, (Respondents) Case Number: 00-03785 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, William Salvie, hereinafter referred to as "Claimant", appeared pro se. Respondents, Mason Hill & Co., Inc. ("Mason") and Gerard Celmer ("Celmer"), hereinafter collectively referred to as "Respondents"

N.A.S-D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Stanley I. and Judith K. Sandier 95-00158 Name of Respondents Ian R. Hosang A.S. Goldmen & Company Oliver P. Hosang r AR SIJMMAPV In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claimants Stanley I. and Judith K. Sandier, who appeared Pro Se, alleged that Respondent A.S. Gold

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steve Rowe 95-00154 Name of Respondents Keith Menendez John Angelo CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 9, 1995, Claimant, Steve Rowe ("Rowe"), who appeared Pro Se, alleged that on October 9, 1994, Respondent Keith Menendez ("Menendez"), an employee of Lew Lieber

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steven Rodney Snobeck 95-00153 Name of Respondents Douglas A. Olsen Peter C. King Gerald J. Shaughnessy Name of Third Party Claimant Douglas A. Olsen nf Third Party Respondent PaineWebber, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claima

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants GKN Securities Corp. 95-00151 Name of Respondents Elyas Seguin CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 9, 1995, Claimant GKN Securities Corp., through its representative, Katherine Nathan, New York, NY, alleged that on or about September 28, 1993, Respondent Elyas

N.A.S.D.AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claiman GKN Securities Corp. 95-00149 Name of Respondent Vincent P. DeGracia CASE SUMMARY In a claim filed with the National Association of S ecurities Dealers, Inc. on January 9, 1 995 , Claimant GKN Securities Corp. ("GKN"), through its in-house counsel Katherine Nathan, Esq., New York, New York, alleged that on or about August 9, 1993, Res

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 95-00148 Name of Respondent John Ives CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claimant GKN Securities Corp. ("Claimant"), through its General Counsel, Catherine Nathan, Esq., alleged that Respondent John Ives ("Respondent") as of his termi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joseph Klein and Eva Klein 95-00147 Name of Respondents Kirlin Securities, Inc. Bernard Cohen CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 2, 1995, Claimants Joseph Klein and Eva Klein ("Claimants"), who appeared Pro Se, alleged that Respondent Bernard Cohen ("Cohen"),

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Theresa Robeck 95-00146 Name of Respondents Scott P. Janke Dan Shrader Maven Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claimant Theresa Robeck, who appeared Pro Se, alleged that Respondent Scott P. Janke, on or about August 1, 1993, reco

1 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITY DEALERS In the Matter of the Arbitration Between Name of Claimant Nella Brainis 95-00144 Name of Respondents Legg Mason Wood Walker, Inc. and Octave J. "Todd" Francis Representation For Claimant: Nella Brainis was represented by Janet L. Moulton, Esq. of Janet Lee Moulton & Associates, located in Metarie, Louisiana. For Respondents: Legg Mason Wood Walker, Inc. and Octave J. "Todd" Fr