N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration Between Name of Claimants Ray and Leonor Knopke 95-00044 Name of Respondents The Wellington Group, Inc« Robert Fiore Scott Schalk Neville Golvala Thomas Egan Mark Corso REPRESENTATION For Claimants, Jon A. McAuliffe, Esq., of Shofi, Smith, Henner & Gramovot, Tampa, FL. For Respondents The Wellington Group, ^.("Wellington 11 ), R

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Kenneth A. Mannino 95-00043 Name of Respondents Hamilton Investments, Inc.; Robert A. Ebersole; House Hold International, Inc. REPRESENTATION For Claimant: Kenneth A. Mannino ("Mannino") was represented by David L. Martenson, Esq. of Martenson, Greenlee & Kreitlow, located in Rockford, Illinois. For Respondents: Hamilto

AWARD NASD Regulation, Inc. Office of Dispute Resolution _ In the Matter of the Arbitration Between Name of Claimant Bruce E. Johnson, and 95-00042 Name of Respondent Fitzgerald, Davis & Associates, L. P.; James P. Fitzgerald; Robert E. Davis; North Shore Securities, Inc. REPRESENTATION OF PARTIES For Claimant: Bruce E. Johnson ("Johnson") was represented by Stephen F. Boulton, Esq. of Cantwell & Cantwell in Chicago, Illinois. ;^::'I^ -; . -

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES PEA* ERS In the matter of the Arbitration Between Name of Claimant Herbert H. Eveloff NASD Arbitration V. No. 95^00038 Name of Respondents Norcross Securities, Inc, and Morris Fox For Claimant : Edward T. Swanson, Esq., Swanson & Meepos Santa Monica, California For Respondent: Paul J. Roshka, Esq., Roshka, Heyman & Dewulf Phoenix, Arizona CASE INFORMATION Statement of Claim filed

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-03757 Alicia O. Magno, Claimant vs. Albert Fritz and Gerwin Group, Inc. f/k/a Genvin Stinziano Securities, Respondents. ATTORNEYS: Claimant, Alicia O Mango, appeared Pro Se, St. Clair Shores, ML Respondent, Albert Fritz, appeared Pro Se, Sherman Oaks, CA. Respondent, Gerwin Group, Inc. appeared through it President, Christopher L. Gerwin, Sherman Oaks, CA. DATE FILED: August 29

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant f~* Beverly Walklin 95-00034 Name of Respondents Olde Discount Corporation; Carl Choley REPRESENTATION -- , For Claimant: Beverly Walklin ("Walfcliri") was represented by Merrill Gordon, Esq-. dfuBloomJ Bloom, Davidow & Associates, P.L.C., located in Farmington Hills, Michigan. =;•>* orou pavkt •:>•*- & As^eia For R

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Kenneth T. Hall and 95-00032 Name of Respondent M. Rimson & Co., Inc. Chris Kovacevich REPRESENTATION OF PARTIES Kenneth T. Hall ("Claimant") appeared pro se. M. Rimson & Co., Inc. ("Respondent M. Rimson") did not respond to the Statement of CIsaim Chris Kovacevich ("Respondent Kovacevich") did not respond to the Statemen

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ralph Sprang 95-00016 Name of Respondents Olde Discount Corporation Jahn D. Gazder Timothy Haberstro REPRESENTATION Claimant Ralph Sprang appeared pro se. For respondents Olde Discount Corporation ("Olde 11 ) and Jahn D. Gazder ("Gazder") appeared Timothy L. Isora, Esq., Corporate Attorney of Olde Discount Coipo

N.A.S.D. AWARD IN THE MATTER OF THE ARBITRATION BETWEEN STANLEY E. GATELY, CATHERINE GATELY and STANLEY E. GATELY AS TRUSTEE of the ARKANSAS VALLEY ANESTHESIA ASSOCIATES, P.A. PROFIT SHARING PLAN and NO. 95-00009 WILLIAM JOSEPH GALANTE REPRESENTATION Stanley E. Gately, Catherine Gately and Stanley E. Gately as Trustee of the Arkansas Valley Anesthesia Associates, P. A. Profit Sharing Plan ("Claimants") were represented by Roger D. Rowe, Wright,

* ! ' < • N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Hank Gatti 95-00002 Name of Respondents Sovereign Equity Management Corp. Albert Anthony Matani REPRESENTATION For Claimant, Hank Gatti ("Gatti 11 ): Allan J. Fedor, Esq. and Franell Fedor, Esq. of Fedor & Fedor, of Largo, FL. For Respondents, Sovereign Equity Management Corp. ("Sovereign") and Albert