NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-03716 Beverly F. Cook, Claimant vs. Sondra B, Robbins & Hibernia Investments, LLC, Respondents. ATTORNEYS: Claimant, Beverly F. Cook, ("Claimant"), appeared Pro Se, Baton Rouge, LA. Respondents, ("Respondents"), appeared through their in-house counsel Gary L. Ryan, Esq., New Orleans, LA. DATE FILED: August 25, 2000^ CASE SUMMARY: Claimant alleged that he was billed a sales charge o

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Sidney and Carol IJpltzman r i( ; v;.- 3 93-02793 Name of Resrxmdent(s) H. David Milgrim Joseph P. St. Thomas REPRESENTATION Claimants, Sidney and Carol Holtzman ("the Hoitzmans") were represented by Arnold Steinberg, Esq. of the law office of Arnold Steinberg, P. A., Boca Raton, Respondents, H. David Milgrim

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Eugene Marino 93-02789 Name of Respondent Charles Schwab & Company. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 19, 1993, Claimant Eugene Marino, who appeared Pro Se, alleged that on May 20, 1993 he put an order in to Respondent Charles Schwab & Co., Inc. for 500 shares o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Abraham Adelman and Phyllis Adilman, JTWROS AWARD 93-02781 Name of Respondent Kidder, Peabody & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 16, 1993, Claimants Abraham Adelman and Phyllis Adilman, who appeared Pro Se, alleged that Respondent Kidder, Peabody

N.A.SJ>. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Jane A. Trenary, Sandra K. Feary, and T-Mar Partnership ^KX ; ^, : ;; ."-.'•; ;'j- ..4-.. !-,";'••} V-',•'(* uj.'iL i..'.'t ' '''-.*'.- - . . „ ' . , 93-02771 Name of Respondents City Securities, Inc., Boyle Securities, Inc** Maureen Boyle, Wallace Boyle, John Boyle, and John D. Mete' REPRESEN

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Paul E. Johnston Name of Respondent NO. 93-02769 Princeton American Equities, inc. a/k/a Princeton American Equities corporation Can/ wayne DePriest REPRESENTATION OF PARTIES For Claimant: Michael salcido, Esq., scottsdaie, Arizona. Respondents appeared on their own behalf. CASE INFORMATION Statement of Claim filed on or about July 14,1993. claimants submi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Simon & Ethel L. Silver 93-02765 Name of Respondent Prudential Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 15, 1992, Claimants Simon and Ethel L. Silver, who appeared Pro Se, alleged that on or about February 5, 1993 they received a "Client Confirmation" info

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) 93-02764 Name of Respondent(s) Nedjat Elghanian REPRESENTATION For Claimant: J. Todd Cook, Esq;, of Bear Steams & Company, New York, NY. For Respondent: Philip Elghanian of New York, NY. CASE INFORMATION Statement of Claim filed: July 14, 1993. Claimant's Submission Agreement signed on: My 14, 1993. Respondent, Nedja

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfsl Hope E. Phipard 93-02761 Name of Resoondent(s) Fidelity Brokerage Services, Inc. REPRESENTATION For Claimant Hope Elizabeth Phipard (Claimant): Louis F. Burke with the law firm of Townley & Updike located in New York City, New York. For Respondent Fidelity Brokerage Services, Inc. (Respondent): Kenneth J. McDo

. ' N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Richard Merli 93-02760 Name of Respondents McLaughlin Piven Vogel, Inc. Edward Brienza REPRESENTATION For Claimant Richard Merli appeared Steven M. Kramer, Esq. of Steven M. Kramer & Associates, New York, NY. For Respondents McLaughlin Piven Vogel, Inc. and Edward Brienza appeared Ira Cohen of McLaughlin Piven Vogel