AMENDED N.A.S:D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between -, PUBLIC Name of Claimants') Doris G. Parker 93-02685 Name of Respondent(s) Olde Discount Corporation Brent Masters REPRESENTATION The Claimant appeared pro se. For Respondents Olde Discount Corporation and Brent Masters: Ira N. Otto, Esq., in-house counsel. CASE INFORMATION Statement of Claim filed: July 8, 1993.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Margaret A. Rowe and Peter Rowe (Claimants) vs. Thomas Mullooly and Morgan Stanley DW Inc., f7k/a Dean Witter Reynolds, Inc., (Respondents) Case Number: 00-03712 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimants, Margaret A. Rowe and Peter Rowe, hereinafter referred to as "Claimants": Richard M. Fricke, Esq., Fricke and Solomon, P.C., Newark, NJ. Respondents, Morgan

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES Df/U.F.RS. INC la the matter of the Arbitration Between Name of Claimant ALLAN n RORTFT NASD Arbitration vs . No. 93-02677 Name nf Respondent SUTRO fe CO.. INC. REPRESENTATION For Claimant: Gail J. Saliterman, Esq. - San Francisco, California For Respondent:Gilben R. Scrota, Esq. • Howard Rice Nemerovski Canady Robertson Falk & Rabkin - San Francisco, California CASK INFORMATION

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Robert M. Van Pelt 93-02676 Name of Respondents Benita Pierce B. Pierce & Co., Inc. REPRESENTATION Robert M. Van Pelt represented himself. Benita Pierce represented herself and B. Pierce & Co., Inc. CASE INFORMATION Statement of Claim filed: July 7, 1993 Claimant Robert W. Van Pelt's ("Claimant") Submission Agreemen

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant J.P. Morgan Securities, Inc. 93-02647 Name of Respondent Berean Capital, Inc. REPRESENTATION For Claimant J.P. Morgan Securities ("Claimant"): Donna I. Dennis, Esq. of the law firm of Richards Spears Kibbe & Orbe. For Respondent Berean Capital, Inc. ("Respondent"): Michelle J. d'Arcambal, Esq. of the law firm of Ross & Hard

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants NASD Arbitration Randy Dale and Mary Gentile No. 93-02638 v. Name of Respondent Shearson Lehman Brothers, Inc. REPRESENTATION For Claimants: Randy Dale, Aliso Viejo, California For Respondent: Ann Parry, Esq., Smith Barney Shearson, New York, New York CASE INFORMATION Statement of Claim filed: July 2, 1993 Amendm

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the Matter of the Arbitration Between RANDY DALE Claimants v. NASD No. 93-2634 KENNEDY, CABOT & CO. Respondents Representation For Claimant: Randy Dale For Respondent: George Kupper, Esq. of Kennedy, Cabot & Co. Case Information Statement of Claim filed: July 7, 1993 Claimant's Submission Agreement signed: June 30, 1993 Statement of Answer filed on: September 1, 1993 Respond

N.A.S.D. FINAL ORDER NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between Name of Claimant Harold C. Vestrem 93-02632 Name of Responde^ Dean Witter Reynolds. Inc. William Bond REPRESENTATION For Claimant: Harold C. Vestrem.(" Vestrem") was represented by Christopher L. O'Byrne, Ei of McManus & O'Byrne, located in Port Washington, Wisconsin. For Respondents: Dean Witter Reynolds. Inc, ("Dean Witter 1

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Honey Levinson Case # 93-02626 vs. Name of Respondents Eric D. Emanuel Emanuel & Co. REPRESENTATION Claimant, Honey Levinson, was not represented by counsel but was assisted by her husband, Mr. Levinson. Respondent, Eric D. Emanuel ("Emanuel") and Emanuel & Co., (collectively Respondents), Axel D. Mehrle employed by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Susan Litwer 93-02602 Name of Respondents Josephthal Lyon & Ross, Inc. Cronley E. Hardwick CASE SUMMARY % In a claim filed with the National Association of Securities Dealers, Inc. on July 2, 993, Claimant Susan Litwer, who appeared Pro.Se, alleged that on or about August 12, 1991, Respondent Cronley E. Hardwick telepho