N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Girard Stewart/Stewart Family Trust 93-02225 Name of Respondent Fidelity Brokerage Services, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 3, 1993, Claimant The Stewart Family Trust, who appeared Pro Se, alleged that Respondent Fidelity Brokerage Services, Inc. failed to pr

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: A. Michael Koss, Claimant v. Merrill Lynch, Pierce. Fenner & Smith. Inc. and Todd Jeffrey Kleinfeld, Respondents Case. Number- 00-03699 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: For Respondents: Ronald M. Katzman, Esq. Law Offices of Ronald M. Katzman Sherman Oaks, California Bryan 1. Reyhani, Esq Merri

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Col. Joseph Klocek & Janice Klocek 93-02211 Name of Respondents Lance Hering F.N. Wolf & Co., Inc. REPRESENTATION For Claimants Col. Joseph Klocek & Janice Klocek ("Claimants"): Jeffrey S. Jacobovitz, Esq. of the law firm of Jacobovitz, English & Smith For Respondents F.N. Wolf & Co., Inc. and Lance Hering ("Respondents")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alex Brown & Sons, Incorporated 93-02201 Name of Respondent Glenn Edward Backus REPRESENTATION For Claimant Alex Brown & Sons, Incorporated ("Claimant"): Daniel J. Donovan, Associate General Counsel at Alex. Brown & Sons, Incorporated, Baltimore, MD. For Respondent Glenn Edward Backus ("Respondent") Richard J. Morvillo, Esq.

N.A.3.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Laura Crenshaw-Gordon, Individually and as Trustee of the Laura Crenshaw-Gordon Trust No. 93-02195 Name of Respondents Titan Value Equities Group, Inc. Patirck More REPRESENTATION OF PARTIES For Claimant; Robert D. Mitchell, Esq., Scottsdale, Arizona. For Respondents: Joseph E. Mais, Esq., of Brown & Bain, Phoenix, Arizona. CASE INFORMATION Claimant's

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Louis W. lander Trust, Louis Jander TTEE Lorraine U. Jander Trust, Lorraine U. Jander TTEE 93-02190 Name of Respondents William O'Neill J.W. Charles Securities, Inc. REPRESENTATION For Claimants, Louis W. Jander Trust, Louis Jander TTEE, Lorraine U. Jander Trust, Lor. Jander TE ("The Janders"): Russell L. Forkey, Esq.

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Cresvale International Inc. 93-02188 Name of Respondent Alexander Langel REPRESENTATION For Claimant Cresvale International Inc. ("Cresvale"): Joseph M. Pastore, HI, Esq. of the law firm of Kelley Drye & Warren. For Respondent Alexander Langel ("Langel"): no representative appeared for Langel at the hearing. CASE INFORM

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Betty Feldstein Name of Respondents Litwin Securities, Inc. Harold Litwin Case No.93-02171 REPRESENTATION For Claimant, Betty Feldstein, ("Feldstein"): Mark Raymond, Esq. of Tew & Garcia-Pedrosa, Miami, Florida. For Respondents, Litwin Secruties, Inc. ("LSI") and Harold Litwin ("Litwin 1 *): Scon M, Bernstein, E

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Robert G. Dingey and Mary Alice Dingey Name of the Respondent. Hibbard Brown & Company, Inc., 93-02164 Representation For the Claimant Robert and Mary Alice Dingey ("Claimants") : Ronald D. Barber, Esq. of Straussburger Mckenna Gutnick & Potter, of Pittsburgh, Pennsylvania. For the Respondent Hibbard Brown & Company, Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Vivian Mondello 93-02150 Name of Respondents Shearson Lehman Button, Inc. Taylor B. Chadsey, Jr. REPRESENTATION Claimant, Vivian Mondello ("Mondello"), was represented by Harry W. Haskins, Esq., Saiasota, FL. Respondents, Shearson Lehman Brothers ("Shearson") and Taylor B. Chadsey, Jr. ("Chadsey"), were represented by A