NASD Arbitration No. 93-01649 -_ N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTTRITTES Df&LERS. INC. In the matter of the Arbitration Between Name of Claimant{5} Sylvia Farber Name nf Respondent(s) Dean Witter Reynolds, Inc. REPRESENTATION For Claimant: Philip M. Aidikoff, Esq. and Robert A. Uhl, Esq., Aidikoff & Kesluk, Los Angeles, California For Respondent: Janet T. Epstein, Esq., Dean Witter Reynolds, Inc., San Francisco, California

V . / Kr&TTCTJ&T. ASSOgTATTOq.jfl.P gTrenPTTTEfl Dg&LBgfl. TWO. In the matter of the Arbitration Bet-ween Josephine M* Jedaikin NASD Arbitration NO. 93-01647 of fff% fihearson Lehman Brothers, Inc For Claimants Josephine M. Jedeikin, San Anaaltno, California Far Respondent : Michael S. Danko/ B«q. , Brown & Wood, San Francisco, California Statement of Claim filed: April 23, X993 Claimant's Submission Agreement cignsd: April 13, S

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between °f Claimant Alan Torabi NASD #93-01646 va . AWARD Respondents A.G. Edwards & Sons, Inc. James W. Turner REPRESENTATION For Claimant: Paul N. Young, Securities Arbitration Group, Inc. For Respondents: Clay M. Grumke, Esq., A.G. Edwards & Sons, Inc., St. Louis, Missouri. CASE INFORMATION Statement of Claim filed: April 26, 1993

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS nf Claimant Michael F. Gelineau 93-01640 Name of Respondents Hibbard Brown & Co . , Inc . , and Leonard A. McAbee REPRESENTATION OF PARTIES For Claimant, Michael Gelineau, at the hearing: Bruce Baldinger, Esq., Somerville, New Jersey. For Respondents, Hibbard Brown & Co., Inc. and Leonard McAbee, at the hearing: Mark Maddox, Esq. of Coons, Maddox & Kueller, Indianapolis , Indi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: David T. Shetterly, (Claimant) v. Bear Stearns Securities Corporation, Pentad Securities Inc. William R. Hoskyns, Fred A. Dietrich, James H. Wilson (Respondents), Case Number: 00-03661 Hearing Site: Denver, Colorado REPRESENTATION OF PARTIES Claimant David Shetterly, ("Shetterly"): Joseph J. Zonies, Esq., David Dansky, Esq. and Patrick Carrigan, Esq., Chambers Dansky & Zon

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sylvia Kuczek 93-01639 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Joseph Beerbower CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 26, 1993, Claimant Sylvia Kuczek, who appeared Pro Se, alleged that on October 18, 1991 Respondent Joseph Beerbower, of Resp

PUBLIC i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between PaineWebber, Inc. 93-01636 SangB. Lee , Stflllffer CASE SUMMARY la a claim filed with the National Association of Securities Dealers, Inc. on April 23, 1993, Claimant PaineWebber, Inc. by and through their in-house counsel Garry J. StegeJand, Esq., alleged that oo or about August 27, 1990, Respondent Sang B. Lee opened an account w

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES PJW FKS. TNC ' In the matter of the Arbitration Between Name of Claimant Toluca Pacific Securities Corp. NASD Arbitration No. 93-01622 Name of Respondent Ted John Heitzman REPRESENTATION For Claimant: Pster Blowitz - Toluca Pacific Securities Corp. - Toluca Lake, Ca. For Respondent: No Appearance CASE INFORMATION Statement of Claim filedrApril 23, 1993 Claimant's Submissio

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ann T. Kilbride Award vs. 93-01615 Name of Respondent Fidelity Investments REPRESENTATION For Claimant, Ann T. Kilbride ("Claimant"), Paul Murphy, Esq., located in Chelsea, Massachusetts. For Respondent, Fidelity Investment ("Respondent"), Richelle S. Kennedy, Esq., from the law firm of Bingham, Dana & Gould, located in

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Saul Robbins Reina Robbins Kenneth Adelberg Morton Adelberg 93-01601 Name of Respondents Butcher & Singer, Inc. Robert P. Kiep, III REPRESENTATTON For Claimants Saul Robbins, Reina Robbins, Kenneth Adelberg and Morton Adelberg (collectively "Claimants"): Mr. Stuart J. Guber of Berger & Montague, P.C., Philadelph