N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES PPAT.FRS Name of Claimant David Brandt No. 93-01600 Name of Respondents Hanson & Company, Inc. Ranson Capital Corporation REPRESENTATION OF PARTIES For Claimant: Timothy H. Girard, Esq., of Woner, Glenn, Reeder, Lowery & Girar Topcka. Kansas. For Respondents: Jack Scott Mclnteer, Esq., of DePew, Gillen & Rathbun, Wichit Kansas. CASE INFORMATION SUtement of Claim filed on or about

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant LaSalle St. Securities. Inc. 93-01598 Name of Respondent Mark Robinson REPRESENTATION For Claimant at the hearing: David A. Geneily, Esq. of Fishman & Merrick, P.C., Chicago, Illinois. For Respondent at the hearing: Pro Se. CASE INFORMATION Statement of Claim filed: April 20, 1993. Claimant's Submission Agreement si

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Cecil W. Murray 93-01595 Name of Respondent Shearson Lehman Brothers, Inc. REPRESENTATION For Claimant: Cecil W. Murray ("Murray") was represented by Anthony V. Trogan, Jr., Esq. of Weisman Trogan Young & Schloss, P.C., located in Birmingham, Michigan. For Respondent: Shearson Lehman Brothers, Inc. ("Shearson 11 ) was r

NASD Arbitration No: 93-01591 N.4.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Vir Sen Budhraja Name of Respondents Kennedy, Cabot & Company Securities Settlement Corporation REPRESENTATION For Claimants: In Pro Se For Respondents: George H. Kupper, Esq. CASE INFORMATION Statement of Claim filed: April 21, 1993 Claimants' Submission Agreement signed: Apr

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Leroy Viersen, Patricia Viersen, and Jessie H. Watts, Claimants v. Interfirst Capital Corporation and Douglas Wright, Respondents Case Number: 00-03653 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimants: Raymond R. Prazen, Esq. Prazen & Associates El Cajon, California For Respondents: Robert A. Uhl, Esq. Robert A.Uhi, Inc. Beverly Hills

_ N.A.5.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DRRLERS . IMC. In the matter of the Arbitration Between Name of Claimant (s) Edward A. Mendell Nancy L. Mendell NASD Arbitration No. 93-01585 Name of Respondent f s) Merrill Lynch, Pierce, Fenner & Smith, Inc. William B. McCann Michael W. Bozora REPRESENTATION For Claimants: Reed H. Bement, Esq., Reed H. Bement, Inc., San Francisco , California For Respondents: Michael E. Ol

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the Matter of the Arbitration Between VALERIE McFADDEN, Claimant v. NASD No. 93-1584 BEAR STEARNS & CO., INC., Respondent. Representation For Claimant: Steven Kaplan, Esq. and Marvin Krakow of Krakow & Kaplan, Los Angeles, California For Respondent: John Loftus, Esq. and Jill Olofson, Esq., of Keesal, Young & Logan, Long Beach, California Case Information Statement of Claim file

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Frank Ibarra Case .No. 93-01571 Name of Respondent(s) Paine Webber, Inc. REPRE ENTATIQN For Claimant, Frank Ibarra, ("Ibarra"): Mark Dienstag, Esq. of Brenner & Dienstag, P.A. of Fort Lauderdale, Florida. For Respondent, PaineWebber, Inc. ("PW"): Melanie Cherdack, Esq. of PW, Miami, Florida. CASE INFORMATION Stat

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the Matter of the Arbitration Between Nancy E. Carlson Claimants v. NASD No. 93-1567 Paine Webber, Inc. Respondents Representation For Claimant: John Fairbrook, Esq., of Burger & Plavan, Sacramento, CA For Respondent: Gary Gleason, Esq^ of Keesai, Young & Logan of San Francisco, CA Information Statement of Claim filed: April 20, 1993 Claimant's Submission Agreement signed: March 26,

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Herman D, Harper 93-01563 Respondents Merrill Lynch Pierce Fenner & Smith, Inc. Robert A. Bos CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 20, 1993, Claimant Herman D. Harper, through his representative Martin J. Gofberg of Securities Arbitration Centers, Inc., Fort Lauderdale, PL,