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N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Mario and Linda Mancini, JTWROS 93-01176 Name of Respondents Hibbard Brown & Co., Inc. James D. Vogel REPRESENTATION For Claimants, Mario and Linda Mancini ("Claimants"): Samuel Rosenberg, Esq. of the law firm, Benit, Weinstock & Sharbaugh located in West Orange, New York. For Respondent, Hibbard Brown & Co., Inc. ("Hi

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N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ** Fredric Apt vs. NASD #93-01172 AWARD of Respondents PaineWebber, Inc. Financial West Group Douglas C. Waisner Donald G. Brooks REPRESENTATION For Claimant: Dennis R. Villavicencio, Esq., Law Offices of John Lawrence Allen, Carlsbad, California For Respondents PaineWebber, Financial West Group and Douglas Waisner: H Thomas

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