Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of the riairflpnts Casft Number: 00-03511 Scott H. Korn j York Paper Company Name of the Respflrtfipnts Hearing Sire: Philadelphia, PA Merrill Lynch, Pierce, Fenner & Smith, Inc. Robert P. Moran, ft. Off PARTTF.S Claimants, Scott H. Korn ("Korn") and York Paper Company ("York"), hereinafter collectively referred to as "Claimants": Michael G. Trachtman, Esq., P

Award NASD Dispute Resolution, Inc. - In the Matter of the Arbitration Between Name of Claimant Legg Mason Wood Walker, Inc. vs. Name of Respondent Todd M. Schoenberger Case Number 99-02033 (Master case consolidated with case number 99-02083) In the Matter of the Arbitration Between Name of Claimant Todd M, Schoenberger vs. Name of Respondent Legg Mason Wood Walker, Inc. Case Number 99-02083 REPRESENTATION OF PART

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Helen M. Erpelding and Gerald P. Erpelding v. Steve P. Walsh and VSR Financial Services, Inc. Case Number: 99-2031 Hearing Site: Omaha, Nebraska REPRESENTATION OF PARTIES Claimants, Helen M. Erpelding ("Helen") and Gerald P. Erpelding ("Gerald"), hereinafter collectively referred to as "Claimants": pro se. Respondents, Steve P. Walsh ("Walsh") and VSR Financial Services, Inc. ("VS

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: JEFFERY MAKIMAA, CUSTODIAN FOR KATELYN M. MAKIMAA, Claimant and BANG ONE SECURITIES CORPORATION and CRAIG BIVINS, Respondents NASD Case No. 99-02026 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimant, Jeffery Makimaa, Custodian For Katelyn M. Makimaa, ("Makimaa") and Party Name ("Name"), hereinafter referred to as "Claimant": Steven F. Spender,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Robert R. Cline Case No, 99-02015 Names of Respondents Bobby James Rick "Riccardo" White Brownstone Capital Corp. Joseph C. Chappelle Gregory Cooper REPRESENTATION OF PARTIES For Robert R. Cline, hereinafter referred to as "Claimant": Patrick Baldwin, Esq. of the law offices of Patrick Baldwin, Menlo Park, California. Bobby James ("J

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Roberta D. Ryncarz, Claimant vs. Merrill Lynch, Pierce, Fenner & Smith, Inc., Respondent. Case Number: 99-02013 Hearing Site: Cleveland. Ohio REPRESENTATION OF PARTIES Claimant, Roberta D. Ryncarz, "Ryncarz", hereinafter referred to as "Claimant", represented herself. Respondent, Merrill Lynch, Pierce, Fenner & Smith, Inc., "Merrill Lynch", hereinafter referred to as "Responde

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between James L. Fulton, claimant and Case No. 99-02010 Wheat First Securities, Inc., J. Edward Smith and Casimir J. Kamish, respondents PEPRESENTAT7QN OF PARTIES . Claimant, James L. Fulton (Claimant" or "Fulton"), was represented by Ricbard Z. Freemann, Jr., Esquire, of the Law Offices of Richard Z. Freemann, Jr., Philadelphia, Pennsylvania. Respondents, Wheat

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joseph Walsh, (Claimant) vs. Knight Securities, Inc. and Trimark Securities, L. P., (Respondents) Case Number: 99-02005 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Joseph Walsh, hereinafter referred to as "Claimant", appeared pro se. Respondent, Knight Securities, Inc. ("Knight"); Thomas M. Merritt, Esq., Assistant General Counsel, Knight Securitie

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dr. Charles Passet DPM PC Money Purchase Pension Plan & Trust and Dr. Charles Passet IRA (Claimants) v. GKN Securities Corp., Wertheim Schroder & Co., Pendrick Reeves Associates, Inc., Bruce Rubin, Elliot Kurz, Vincent Bruno, David Nussbaum, Robert Gladstone, Roger Gladstone (Respondents) Case Number: 99-02001 Hearing Site: New York City, New York Nature of the Dispute: Customers vs

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants Frank Paini Christine Wachter Case No. 99-01997 Name of Respondents First Liberty Investment Group David A. Dudkin Hearing Location: Philadelphia, PA REPRESENTATION OF PARTIES Claimants, Frank Paini and Christine Wachter, hereinafter collectively referred to as "Claimants": Ralph A. Gant, Esq., New York, NY. Respondent, First Liberty In