Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joan Catalini and James Raite, (Claimants) vs. Prudential Securities, Inc., PaineWebber, Inc., and James Hammond, (Respondents) Case Number: 99-01544 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimants Joan Catalini ("Catalini") and James Raite ("Raite"), hereinafter collectively referred to as "Claimants": Beth A. Brownson, Esq., Greene, Hershdorfer & Sharpe,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Linda Wright, Gerald Lisbon and Gertrude Shiner, Trustee of Charles A. and Gertrude Shiner Trust, Claimants v. Stephen Becker and Income Network Co., Respondents Case Number: 99-01543 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Respondent Stephen Becker: For Respondent Income Network Company: David Liebr;ider r Esq. The Law Offices o

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Trim Corporation of America, Inc., (Claimant) vs. Salomon Smith Barney Inc., (Respondent) Case Number: 99-01542 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Trim Corporation of America ("Trim"), hereinafter referred to as "Claimant" : Stanley , CPA Trim Cororation of America. Brookln. NY. Respondent, Salomon Smith Barney Inc. ("Salomon"), hereinafter referred t

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Louise Noyes, Claimant vs. New England Securities Corporation and G. Curtis Borgwardt, Respondents. Case Number: 99-01540 Hearing Site: Milwaukee. Wisconsin REPRESENTATION OF PARTIES Claimant, Louise Noyes ("Noyes"), was represented by Mark E. Sanders, Esquire, of Hailing & Cayo, S. C., Milwaukee, Wisconsin. Respondent, New England Securities Corporation ("New England"), w

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: John R. Paine, (Claimant) vs. First Providence Financial Group, Inc., First Providence Financial Group, LLC, Paul G. Wasserman, and Richard Bredhoff, (Respondents) Case Number: 99-01537 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, John R. Paine, hereinafter referred to as "Claimant": Edward G. Toptani, Esq., Toptani Law Offices, New York, NY. Respon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: James C. Ciferni, Claimant v. Datek Online Brokerage LLC, Respondent Case Number: 00-03455 Hearing Site: Los Angeles, California For Claimant: James C. Ciferni Pro Se Ventura, California For Respondent: G. Thomas Fleming, III, Esq. Jones, Bell, Abbott, Fleming & Fitzgerald Los Angeles, California CASE INFORMATION Statement of Claim filed: September 25, 2000 C

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Peter Norbetto and Mary Sue Norberto (Claimants) vs. Millennium Securities Corp. and Kenneth Fuller, (Respondents) Case Number: 99-01530 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Peter and Mary Sue Norberto, hereinafter collectively referred to as "Claimants": David H. Ledgin, Esq., a sole practitioner, Mineola, NY. Respondents, Millennium Secur

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Anthony Varbero, (Claimant) vs. Coleman & Company Securities, Inc., James Port, Simon Hershon, and Ehud Laska, (Respondents) Case Number: 99-01528 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Anthony Varbero, hereinafter referred to as "Claimant": Michael Huberman, Michael Huberman & Associates, La Quinta, CA. Previously represented by: Joseph Lee Matal

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: William K. Shepard (Claimant) vs. A.G. Edwards & Sons, Inc. and Bruce A. Reed (Respondents) Case Number: 99-01525 Hearing Site: Albuquerque, New Mexico REPRESENTATION OF PARTIES Claimant William K. Shepard ("Shepard"): Anthony L Romo, Esq., Romo & Associates, Albuquerque, New Mexico Respondent A.G. Edwards & Sons, Inc.: Phyllis A. Hartrich, Esq., Legal Department of A.G. Edwar

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Hari G. Bhagtani, (Claimant) vs. Josephthal & Co., Inc. and Kenneth James Disbrow, (Respondents) Case Number: 99-01524 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Hari G. Bhagtani, hereinafter referred to as "Claimant": Mitchell H. Cobert, Esq., Morristown, NJ. Respondents, Josephthal & Co., Inc. ("Josephthal") and Kenneth James Disbrow ("Disbrow"), he