4 N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01118 Robert E. Wagner, claimant vs. Olde Discount Corporation, respondent. ATTORNEYS: Claimant appeared Pro Se., Kent, Washington. For Respondent Olde Discount Corporation, appeared in-house counsel, Kathleen A. Mulcahy, Esq., Detroit Michigan. DATE'FILED: 3/10/1999 CASE SUMMARY: Claimant alleged that on July 21, 1997 Respondent, without his approva

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Raymond Phillips Case No. 99-01115 Names of Respondents Olde Discount Corporation Jody Dean Houston Albert John Scibilia Randy Brian Blinder REPRESENTATION OF PARTIES For Raymond Phillips ("Claimant"): John R. Kiefher, Jr., Esq. of the law firm of Riden, Earle & Kiefher, P.A., St. Petersburg, Florida. For Olde Discount Corporation ("Olde"), Jody

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Mountain States Neonatology Retirement Plan (Claimant) vs. U.S. Bancorp Piper Jaffray d/b/a Piper Jaffray and Mark J. Fredback (Respondents). Case Number: 99-01113 Hearing Site: Salt Lake City, Utah. REPRESENTATION OF PARTIES For Claimant: Scot M. Ludwig, Esq. Law Offices of Scot M. Ludwig Boise, Idaho. For Respondents: Mark S. Reed, Esq. U.S. Bancorp Piper Jaffray

Stipulated Award NASD Regulation, Inc. In the Matter of the Arbitration Between: William E. Prymas & Janet Prymas, Claimants, vs. Olde Discount Corporation, John Matthew Jolliffe, Rene Perozini & Matthew Maxwell, Respondents, Arbitration No. 99-01112 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimants, William E. Prymas & Janet Prymas, hereinafter collectively referred to as "Claimants": Brian P. Biggins, Esq., Br

Award NASD Regulation, Iric In the Matter of the Arbitration Between: Kathleen Elizabeth Downey v. Olde Discount Corporation and Steven R. Ross Case Number: 99-1111 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimant, Kathleen Elizabeth Downey ("Downey"), he Laurence S. Schultz, Esq., Driggers, Schultz & Herbs Respondents, Olde Discount Corporation ("Olde"), anc referred to as "Respondent": John A. Hubbard, Esq. Michigan.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: First Union Securities, Inc. v. CPR Holdings, Inc., Robert Pennington, Rita Pennington, Harold Crum, Betty Crum, Millennium Business Associates, Inc., and DPA Holdings, Inc. Case Number: 00-03404 Hearing Site: Houston, Texas REPRESENTATION OF PARTIES Claimant, First Union Securities, Inc., hereinafter referred to as "Claimant": Retta A. Miller of Jackson Walker L.L.P., Dal

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Fidelity Brokerage Services, Inc. v. David Berger, Forestview Financial, Inc., Forestview Financial, Inc., General Partner of Forestview Limited Partnership, David Berger, General Partner of Forestview Limited Partnership, and Forestview Limited Partnership Case Number: 00-354 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimant, Fidelity Brokerage Services,

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant James H. Hall, Jr. Case No. 99-01109 Names of Respondents Phillip Olin Ernsberger James Peter Boudouns Robert Williams REPRESENTATION OF PARTIES Claimant James H. Hall, Jr., hereinafter referred to as "Claimant", appeared pro se. Respondent Phillip Olin Ernsberger ("Ernsberger") appeared pro se. Respondent James Peter Boudouris ("Boudouns") appeared

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Raymond D. Kirby and Phyllis C. Kirby and 99-01104 Indianapolis, Indiana Name of Respondent Olde Discount Corporation REPRESENTATION OF PARTIES Raymond D. Kirby and Phyllis C. Kirby ("Claimants") were represented by Mark E. Maddox, Esq., Maddox Koefler Hargett & Caruso, Indianapolis, Indiana and Patrick Carroll, Esq., Bloomington, Indiana. Olde Dis

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Peter and Susan Najar vs. Olde Discount Corporation and Scott Robertson Case Number: 99-1102 . Hearing Site: Detroit. Michigan REPRESENTATION OF PARTIES Claimants, Peter Najar and Susan Najar hereinafter collectively referred to as "Claimants": Anthony V. Trogan, Esq., Weisman, Trogan, Young & Schloss, Bingham Farms, Michigan. Respondents, Olde Discount Corporation ("Olde") and Scott