05/09/00 13:21 O860 570 5242 UCONN LAW 0iiio9 08/09/2000 11:39 FAX NASD REGULATION lfl"02 IfflUUJ N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECUMTT itAT GULATIQN. CASE: 99-01094 Martin and Marilyn Schottanes, claimants vs. Olde Discount Corporation, Ernest J, Olde, Stanley A. Snider and Danid D. Kaizraan, respondents. ATTORNEYS: Martin and Marilyn Schottanes rOaimuite^ Beared Pro Se., North Haledon, New Jersey. For Respondent Olde Di

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01093 Ann Lewitinn, claimant vs. Ameritrade, Inc., respondent. ATTORNEYS: Claimant Ann Lewitinn ("Claimant"), appeared Pro Se., Brooklyn, New York. For Respondent Ameritrade, Inc. ("Respondent"), James A. Ricketts, Vice President of Ameritrade, Bellevue, Nebraska. DATE FILED: 03/09/1999 CASE SUMMARY: Claimant alleged that on July 24, 1998, Respondent place

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01092 Stephen W. Wrobel, claimant vs. Olde Discount Corporation, respondent. ATTORNEYS: Claimant Stephen W. Wrobel ("Claimant"), appeared Pro Se., Warren, ML For Respondent Olde Discount Corporation ("Respondent"), Kathleen A. Mulcahy, Esq. Olde Discount Corporation, Detroit, ML DATE FILED: March 9, 1999 CASE SUMMARY: Claimant alleged that Respondent solic

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01091 Tevin and Annie Silapie, claimants vs. Waterhouse Securities, Inc., respondent. ATTORNEYS: Claimants Tevin and Annie Silapie ("Claimants"), appeared Pro Se., Canyon Country, CA. For Respondent Waterhouse Securities, Inc. ("Respondent"), Janis Campanella, Esq., First Vice President & Assistant Counsel to Waterhouse Securities, Inc., New York, NY. DATE FIL

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01089 G. Keith Dolan, claimant vs. Winchester Investment Securities, Inc., respondent. ATTORNEYS: Claimant G. Keith Dolan ("Claimant"), appeared Pro Se., Solana Beach, California. For Respondent Winchester Investment Securities, Inc., Alan Miller, Winchester Investment Securities, Inc., Overland Park, Kansas. DATE FILED: 03/09/1999 CASE SUMMARY: Claimant a

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01088 Mark C. King, claimant vs. First Cambridge Securities Corp., Michael Metter, Barry E. Robinson and William Arcuri, respondents. ATTORNEYS: Claimant Mark C. King ("Claimant"), appeared Pro Se., Atlanta, GA. Respondent First Cambridge Securities Corp ("First Cambridge"), did not respond to Claimant's Statment of Claim. For Respondent Michael L. Metter

Award*- NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Ira Zipper Case No. 00-03391 JW Genesis Financial Services, Inc. StephenB. Clyde Hearing Site: Philadelphia, PA o Claimant, Ira Zipper ("Zipper"): Daniel T. McGrory, Esq., Pizonka, McGrory, Reilley, Bello & McGrory, King of Prussia, PA, Respondent, JW Genesis Financial Services, Inc.("JW Genesis") was represented at the hearing by: Denis C. Dice, Esq., Marshal

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01087 Daniel J. Krul, claimant vs. Olde Discount Corporation and Tony Cournow, respondents ATTORNEYS: For Claimant Daniel J. Krul ("Claimant"), Jennifer K. Cordon, Esq., UAW-GM legal Services Plan, Flint, Michigan. For Respondent:; Olde Discount Corporation ("Olde") and Tony Cournow ("Cournow"), Kathleen A. Mulcahy, Esq., Staff Attorney, Olde Discount Corporat

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Fakhrosadat Zohary and Aarash Hosseinpour, Claimants v. Thomas F. White & Co., Inc., Respondent Case Number: 99-01084 Hearing Site: San Francisco, California REPRESENTATION OF PARTIES For Claimants: For Respondent: Fakhrosadat Zohary Aarash Hosseinpour Ike Hosseinpour Mehry Hosseinpour Dublin, California Michael Bolgatz, Esq. Thomas F. White & Co., In

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Rex A. Lewis and Julie A. Lewis, Claimants v. Joseph Roberts & Co., John Kim, Jr., Robert B. DiMarco, Joseph F. DeSanto, John Salerno, and Joseph Salerno, Respondents. Case Number: 99-01083 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: For Respondent Joseph Roberts & Co.: For Respondent John Kim, Jr.: For Respondent Robert B. DiMarco: F