Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Christopher McCoun and April McCoun, (Claimants) vs. 1 800 Day Trade, Inc., Day Trade, Inc., Service Asset Management Company, et. al. (Respondents). Case Number: 99-01059 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES Claimants, Christopher McCoun and April McCoun ("Claimants"): John T. Palter, Esq., Novakov Davis, Dallas, Texas. Respondents, 1 800 Day Trade, Inc., Day Tra

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: William W. McCandlish, Claimant vs. Franklin Templeton Investor Services, Inc. and Anthony N. Einweck, Respondents. Case Number: 99-01056 Hearing Site: San Francisco, CA REPRESENTATION OF PARTIES Claimant, William W. McCandlish (hereinafter referred to as "Claimant": In Pro Per, 85 Warfield Drive, Moraga, CA 94556. Respondents, Franklin Templeton Investor Services, Inc., (hereinaf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael and Delia Agli, (Claimants) vs. Citicorp Investment Services, (Respondent) Case Number: 99-01054 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Michael and Delia Agli, hereinafter collectively referred to as "Claimants", appeared pro se. Respondent, Citicorp investment Cervices, Hereinafter referred to as "Respondent : Linda K. Alpert, Esq.,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01049 Helen D. Cieslak and Edward J. Cieslak, claimants vs. Matthew Ingram, John Zambolanga and Oide Discount Corp., respondents. ATTORNEYS: Claimants Helen D. Cieslak and Edward J. Cieslak, ("Claimants"), appeared Pro Se., San Jose, California. For Respondents Matthew Ingram, John Zambolanga and Olde Discount Corp. (collectively, Respondents"), David S. K

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01048 Stephen N. Stone IRA, claimant vs. Citicorp Investment Services, and Gregory Thayer, respondents. ATTORNEYS: Claimant Stephen N. Stone appeared Pro Se., East Rockaway, New York. For Respondents Citicorp Investment Services, and Gregory J. Thayer (collectively, the "Respondents") Ann Parry, Esq., First Vice President and Associate General Counsel of S

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01047 William V. Rollins, claimant vs. Robert MacGregor and Cruttenden Roth, Incorporated, respondents. ATTORNEYS: Claimant, William V. Rollins ("Claimant"), appeared Pro Se, Woodgate, NY. For Respondents, Robert MacGregor and Cruttenden Roth, Incorporated ("Respondents)"), appeared John R. Loftus, Esq. and Janet Simmons Stemler, Esq., of the firm Keesal,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01046 Norbert Weissinger, claimant vs. PaineWebber, Inc., and Steve Redman, respondents. ATTORNEYS: Claimant Norbert Weissinger appeared Pro Se., Mandeville, LA. For Respondents PaineWebber, Inc., and Steve Redman, appeared in-house counsel, Amy Bard, Esq., Weehawken, NJ. DATE FILED: 3/8/1999 CASE SUMMARY: Claimant alleged that his stock was improperly liq

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Robert W. Baird & Co., Inc., Claimant/Counter respondent vs. Michael W. Creatore, Respondent/Counter claimant Case Number: 00-03386 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant/Counter respondent Robert W. Baird & Co., Inc., ("Claimant"): Brian D. Trexell, Esq., Legal Department of Robert W. Baird & Co., Inc., Milwaukee, Wisconsin. Respondent/Counter clai

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01045 Everen Securities, Inc., claimant vs. Daniel M. Lavelle, respondent. ATTORNEYS: For Claimant Everen Securities, Inc. ("Claimant"), A. Brad Busscher, Esq., Senior Vice President and Attorney for Everen Securities, Inc., Chicago, TL. Respondent Daniel Lavelle ("Respondent"), appeared Pro Se., Rockville Centre, NY. DATE FILED: 3/8/1999 CASE SUMMARY: Cla

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01044 Tom McElligott, claimant vs. E*Trade Securities, Inc., respondent. ATTORNEYS: " " " Claimant, Tom McElligott, appeared Pro Se., Williamsurg, VA. Respondent, E*Trade Securities, Inc, appeared through its Compliance Analyst, Bob Salvador, Palo Alto, CA. DATE FILED: 03/08/99 CASE SUMMARY: Claimant alleged that respondent failed to liquidate or cancel cl