N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01043 Tom McElligott, claimant vs. E*Trade Securities, Inc., respondent. ATTORNEYS: Claimant Tom McElligott appeared Pro Se., Williamsburg, Virginia. Respondent E*Trade Securities, Inc., appeared through its Compliance Analyst, Bob Salvador, Palo Alto, California. DATE FILED: 03/08/1999 CASE SUMMARY: Claimant alleged that on September 25, 1998, he placed a

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01041 Lauree A. Stolarczyk, claimant vs. McDonald Investments, Inc., and James Schneider, respondents. ATTORNEYS: Claimant Lauree A. Stolarczyk, appeared Pro Se., St. Paul, Minnesota. For Respondent McDonald Investments, Inc. ("McDonald"), Henry V. Kerr, Esq., Senior Vice President and General Counsel of McDonald Investments, Inc., Cleveland, Ohio. Respond

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Douglas Giambrone, Connie Giambrone, and Marcon Erectors, Inc., (Claimants) vs. Advantage Capital Corporation, Gregory H. Merkle, James Reynolds, and John Bonora, (Respondents) Case Number: 99-01040 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimants, Douglas Giambrone ("D. Giambrone"), Connie Giambrone ("C. Giambrone"), and Marcon Erectors, Inc. ("Marcon"), he

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sue Nirenberg (Claimant) v. Chase Investment Services Corp. #k/a Chemical Investment Services Corp. and Gloria Woertz (Respondents) Case Number: 99-01036 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Sue Nirenberg ('"Nirenberg") hereinafter referred to as "Claimant": Matthew W. Woodruff, Esq.,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01034 Robert P. Jacobson and Lauren B. Jacobson, claimants vs. First Union Brokerage Services, Inc., respondent. ATTORNEYS: Claimants Robert P Jacobson and Lauren B. Jacobson ("Claimants"), appeared Pro Se., Short Hills, New Jersey. For Respondent First Union Brokerage Services, Inc. ("Respondent"), Brian A. Carlis, Esq., Stark & Stark, Princeton, New Jers

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: PaineWebber, Inc.. Claimant vs. Michael Tur, Respondent. Case Number: 99-01029 Hearing Site: Milwaukee, Wisconsin REPRESENTATION OF PARTIES Claimant, PaineWebber. Inc., "PaineWebber", hereinafter referred to as "Claimant", was represented by Andrew J. Melnick, Esq.. of Weehawken, New Jersey. Respondent, Michael Tur, "Tur", of Cleveland, Ohio, hereinafter referred to as

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Estelle Breslow Case No. 99-01026 Names of Respondents Salomon Smith Barney Inc. Peter Lane REPRESENTATION OF PARTIES For Claimant Estelle Breslow, hereinafter referred to as "Claimant": Jose I. Rojas, Esq. of Broad and Cassell, Miami, Florida. For Respondent Salomon Smith Barney, Inc. ("Smith Barney"): John Bevelaqua, Esq. of Salomon Smith Barney,

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant May Davis Group, Inc. Case No. 99-01019 Name of Respondent Dick J. Bontatibus REPRESENTATION OF PARTIES For Claimant May Davis Group, Inc. ("MDG") hereinafter referred to as "Claimant": Adam L. Goldberg, Esq. of May Davis Group Inc, New York, New York. For Respondent Dick J. Bontatibus, hereinafter referred to as "Respondent": Stephen A. Mendelsohn, Esq

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants James M. May, III and Carolyn R. May, individually, and James M. May, III and Lewis W. May as Trustees of the James M. May Trust Case No. 00-03381 Names of Respondents Sterne, Agee & Leach, Inc. Thomas Newton Schallhorn Hearing Site: Little Rock, Arkansas REPRESENTATION OF PARTIES For James M. May, III ("James May") and Carolyn R. May

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: StockPro Corp., ("Claimant") vs. Preston Langley Asset Management, Inc. and Robert Lisnoff, ("Respondents") Case Number: 99-01017 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, StockPro Corp., hereinafter referred to as "Claimant": Edward K. Blodnick, Esq., Blodnick Gordon Blodnick & Zelin, Jericho, NY. Respondents, Preston Langley Asset Management, Inc. ("Pr