Award FINRA Dispute Reaolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-04235 Joseph Messina Name of the Respondent Hearing Site: Boca Raton, Florida TradeStation Securities, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Joseph Messina, hereinafter referred to as "Claimant", appeared pro se. For TradeStation Securities, Inc., hereinafter referred to as "Respondent": Steven M.

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant COO Investment Services Corp. VS. Case Number. 08-01355 Hearing Site: Detroit, Michigan Name of Respondent Steriing J. Stegall NATURE OF THE DISPUTE Member vs. Associated Person REPRESENTATION OF PARTIES ceo Investment Services Corp. ("Claimant" or "CCO") was represented by Christine R. Fitzgerald, Esq. and David M. Belcher, Esq., Belcher, Stan-

Award FINRA Dispute Resoiutlon In the Matter of the Arbitration Between: Name of the Claimants Case Number: 08-01565 Michael Greco Salvatore Greco Santo Greco Cusano's Italian Balcery, Inc. Name of the Respondents Hearing Site: Boca Raton, Florida Empire Financial Group, Inc. Gregory S. Roper Investors Capital Corp. Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Michael Gre

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-00180 Canale Funeral Directors, Inc. Name of the Respondent Hearing Site: l\4emphls, Tennessee IVJorgan Keegan & Company, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Canale Funeral Directors, Inc., hereinafter referred to as "Claimant": Tucker Veach, Esq., Falls & Veach, Nashville, TN. For Morgan

Award FINRA Dispute Resolution In the Matter of the Art>itration Between: Name of the Claimant: Case Number 07-03012 J.P, Tumer & Company, L.L.C. Name of the Respondents: Hearing Site: Denver, Colorado Rentech, Inc. Jefferies & Company, Inc. Roger Parl(er May Name of the Cross-Claimant: Jefferies & Company, Inc. Name of the Cross-Respondent: Rentech, Inc. Nature of the Disputes: Member vs. Member, Non-Member and Associated Per

Award FINRA Dispute Resolution In the Matter of the ArtMtration Between: Name of the Claimants Case Number 08-02082 Everett C. Ross, individualty, and as trustee of Everett C. and Imogene G. Ross T U/A DTD 10/11/1990 and Imogene G. Ross, individually, and as trustee of Everett C. and Imogene G. Ross T U/A DTD 10/11/1990 Name of the Respondent Hearing Site: San Diego, California Charies Schwab & Co., Inc. Nature of the Dispute: Cus

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: NameoftheCiainrtant Case Number: 08-01035 Lanfear Capital Advisers, LLC Name of the Respondents Hearing Site: San Francisco, Caiifomla Global Crown Capital, LLC Rani Tarek Jaricas Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Lanfear Capital Advisers, LLC hereinafter referred to as "Claimant": Jahan P. Raissi, Esq

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimants Case Number: 08-03250 John Frederick Archer and Karin A. Archer. Joint Tenants ResDondenJ Hearing Site: Dallas, Texas Charles Schwab & Co., Inc. Nature of the Dispute: Customers vs. Member REPRESENTATION OF PARTIES Claimants, John F. Archer and Karin A. Archer JT, hereinafter collectively referred to as "Claimants" Richard H. Elliot, Esq., Law Offices of Richar

Award FINRA Dispute Resolution In the Matter of the Aititration Between: Claimant Case Number 08-03820 Yui Wing Law Respondents Hearing Site: Los Angeles. Califomla Wells Fargo Investments. LLC Elliot Hsiao Chang Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant, Yui Wing Law, hereinafter refened to as "Claimanf: In Pro Se. Arcadia, Califomla. Respondents, Wells Fargo Investments, LLC

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Matthew C. Eastwick (Claimant) vs. Memll Lynch Pierce Fenner & Smith, Inc. (Respondent) Case Number: 08-00653 Hearing Site: New York. New York Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Claimant Matthew C. Eastwick hereinafter referred to as "Claimant": James A. Batson. Esq., Liddle & Robinson, LLP, New Yori< , NY. Respondent Merrill Lynch