Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 08-02347 David L. Fairbaim & Leslie T. Fairbaim Names of the Respondents Hearina Site: Washington. D.C. Charies Schwab & Co., Inc. Aegean Capital Group, Inc. Ike lossif Frank Barbara Nature of the Dispute: Customer vs. Member and Non-Member. REPRESENTATION OF PARTIES For David L. Fairisairn & Leslie T. Fairbaim, hereinafter collec

Award FINRA Dispute Resolution in the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-00388 Steve Fitzgerald and GaryFitzgerald Name of the Respondent Hearina Site: San Francisco, California Morgan Keegan & Company, Inc. Nature of the Dispute: Customers vs. Member REPRESENTATION OF PARTIES Claimants Steve Rtzgerald and Gary Fitzgerald hereinafter collectively referred to as "Claimants": Andrew Stoltmann. Esq., Stottma

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-01394 Sarah C. Chang Names of the Respondents Hearing Site: Washington, D.C. Tuclcer Braddock AIG Retirement Advisors, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Sarah C. Chang, hereinafter refened to as "Claimant": Nehemiah C. Chang, Gaithersburg, MD. For Tucker Braddock

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 08-01710 Franl( and Sylvia Woodhouse Name of the Respondent Hearina Site: Tampa, Florida Morgan Keegan & Co., Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Frank and Sylvia Woodhouse, hereinafter individually referred to as "FW" and "SW" and collectively referred to as "Claimants": Tucker Veach, Esq., Fall

Award FINi^ Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-01186 Paul J. Skomsky Names of the Respondents Hearina Site: Orlando, FL Jason M. Canton John A. Oriando Emmett A. Laridn Company, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Paul J. Skomsky, hereinafter referred to as "Claimant", appeared pro se. For Jason M. Ganton ("Ganton")

Award FINI^ Dispute Resolution In the Matter of the Arbitration Behveen: Name of the Claimant: Case Number: 06-03757 Susan Emms Christopher, as Trustee of The Susan Emms Christopher Separate Property Trust Name of the Respondents: Hearina Site: Los Angeles, Califbmia Morgan Stanley & Co., Incorporated Amy Z. Larson Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant The Susan Emms Christopher S

Award FINRA Dispute Resolution In the Matter of the ArbibBtion Between: Claimant Case Number: 08-00840 Susan C. Hanis Respondent Hearing Site: Los Angeles. CalHbmla American Financial Associates Stanley D. Reynolds Nature of the Dispute: Customer vs. Non-Member and Associated Person REPRESENTATION OF PARTIES Claimant Susan C. Harris hereinafter referred to as "Claimant": Susan C. Harris, In Pro Se, Studio City, Califbmia. Respondents Ame

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: George IHamboussi (Claimant) vs. First Southwest Company. Susan M. Diamond. Dominick Maiorano, Ronald Heineman, Robert DePaio, Robert Fallah. Gary Schonwaid,, Ahmed Abdelmawla Gadelkareem a/k/a Ahmed Kareem, and Vertical Capital Partners, Inc. (Respondents) Case Number: 05-03475 Hearina Site: New York. New York Nature of the Dispute: Customer vs. Members and Associated Persons.

Award FINRA Dispute Resolution In the Matter of the Arisitration Between: Robert Hwang (Claimant) vs. Stifel, Nicolaus & Company, Inc. (Respondent) Case Number: 08-01168 Hearing Site: New Yori^, New Yorit Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant Robert Hwang hereinafter referred to as "Claimant": Mitchell Maricowitz and Benjamin Lapin, Stock Market Recovery Consultants Inc.. Brooklyn, NY. Respondent Stifel. Nico

FINRA DISPUTE RESOLUTION AWARD FINRA DISPUTE RESOLUTION CASE: 08-02838 RPM 06 Sigma Press inc. 401K Profit Sharing PL DTD 6/9/00 FBO Donald T. Sapit. ("Claimant") vs. Morgan Stanley & Co., Incorporated, Johnthomas L. Cumbow, Joseph A. Ranucci, and Joseph R. Agee, III, ("Respondents") ATTORNEYS: Claimant appeared Pro se, Cumming, GA. For Respondents appeared Brian C. Hale. Esq., In-house Counsel. Morgan Stanley & Co., Incorporated, Tampa, FL. Mor