Stipulated Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-00664 Uzo O. Chlma Name of the Respondent Hearing Site: Baltimore, Maryland SunTrust Investment Services. Inc. Nature of the Dispute: Associated Person vs. Member. For Uzo O. Chima, hereinafter referred to as "Claimant": Janet K. OeCosta, Esq., Law Offices of Janet K. DeCosta, Washington, DC. For SunTrust Investment Services,

STIPULATED AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Lawson Software Americas, Inc. vs. Names of Respondents Lehman Brothers. Inc. and Dana Marie Hanley Case Number: 08-01724 Hearing Site: Minneapolis, Minnesota Customer vs. Member and Associated Person Lawson Software Americas, Inc. ("Claimant") was represented by Michael S. Kim, Esq., Kobre & Kim, LLP, New Yoric, New Yoric until a Notice

Award FINRA DIapute Resolution In the Matter of the Art)itratk)n Between: Claimant Case Number. 08-01092 John Robert Saklutte Respondent Hearing Site: Phoenbc, Arizona Questar Capital Corporation Nature of the Dispute: Associated Person vs. Member REPRESENTATION OF PARTIES Claimant John Robert Saldutte hereinafter referrsd to as "Claimant": Davkl G. Bray Esq., Mariscal Weeks Mclntyre & Friedlander, Phoenbc. Arizona. Respondent Questar Capita

Award RNRA Diaputo Resolution In the Matter of the Ari3itration Between: Name of the Claimant Aimee Mason-Hobbins Case Number: 07-03412 Name of the Respondents SunAmerica Securities, Inc. n/k/a AIG Financial Advisors, Inc. and Derek Roy Kent Hearing Site: Denver, Colorado Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant, Aimee Mason-iHobblns, hereinafter referred to as "Claimanf: Jam

Stipulated Award RNRA DIapute Raaolutlon In the Matter of the Art)Hration Between: Claimant Case Number 07-03594 Euro Pacific Capttai, Inc. Respondent Hearino Site: Los Angeles, Callfomia Kimberly Pine Hardaker Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES Claimant Euro Pacific Capitol, inc.: John D. Pemick, Esq., Bingham McCutchen, LLP, San Francisco, Callfomia Respondent, Kimberiy Pine IHardaker Byron D. Gro

SUpulaMAmnl nNRA Otapuli Risoliillon In tha Mattar of ttia Afbilratlon MamaofthaOahnanta Caaa Numbar 084)0294 Robart Kottar, M. D., Individually; Robart Kottor, M.D., tmstaafortha Robart Kotlar M.D., Inc. Proftt Sharing Plan; Ronald Shaldon, IndMdually; Ronald Shaldon. tontae of tha Ronald Shaldon Trust; Robart L Lubar, D.D.S., IndKMually; Robart L. Lubar, D.D. S. as truatea for tha DfB. AldRman, Kadn, Lubar Ltd. Profit Sharing Plan;

Award FINRA Dispute Resolution In the Matter of the Ari^itration Between: Eileen Valentino-Condon vs. UBS Financial Services, Inc. Case Number: 08-00476 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. i\1ember. REPRESENTATION OF PARTIES Claimant Eileen Valentino-Condon hereinafter referred to as "Claimant": Brett D. Shemian, Esq., The Sherman Law Finn, Oemarest, NJ. ResporKlent UBS Financial Services, Inc., hereinafter

stipulated Award F1NRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 07-02872 Douglas R. Strayer Julie D. Strayer Names of the Respondents Hearing Site: Baltimore, I\iaryland Prudential Equity Group, LLC Wachovia Secunties, LLC John J. Brady Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Douglas R. Strayer and Julie D. Strayer, hereinafter

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Leslie ButtorfF; Case Number 07-03366 J & N Realty Company, LLC Name of the Respondents Hearing Site: Denver, Colorado RBC Dain Rauscher, Inc. and Anthony Russo Nature of the Dispute: Customers vs. Member and Associated Persons REPRESENTATION OF PARTIES Claimants, Leslie A. Buttorff ("ButtorfT) and J & N Realty Company. LLC ("J & N Realty") her

FINRA DISPUTE RESOLUTION AWARD FINRA DISPUTE RESOLUTION CASE: 08-03206 Fordham Financial Management, Inc.. ("Claimant") vs. Olori Hamilton. ("Respondent") ATTORNEYS: For Claimant appeared Michael S. Colombo, President and CEO of StreetWide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: September 5. 2008 CASE SUMMARY: Claimant all