stipulated Award FINRA Dispute Resolution in the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-02382 Wachovia Securities Financial Network, LLC Name of the Respondent l-learina Site: Boca Raton, Florida William D. Johnson, Jr. Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Wachovia Securities Financial Network, LLC ("Wachovia"), hereinafter referred to as "Claimant": Gregory S. Tendri

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants IFMG Securities, Inc., IFS Agencies, Inc., and Citizens Bank vs. Name of Respondent Myra Roenicke and Name of Counter-Claimant Myra Roenicke vs. Name of Counter-Respondent Citizens Bank Case Number: 07-01694 Hearing Site: Detroit, Michigan NATURE OF THE DISPUTE Member and Non-Members vs. Associated Person REPRESENTATION

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-01399 J.B. Hanauer & Co. Names of the Respondents Hearing Site: Boca Raton, Florida Morgan Keegan & Company, Inc. Michael Gold Nature of the Dispute: Member vs. Member and Associated Person. REPRESENTATION OF PARTIES For J.B. Hanauer & Co. ("J.B. Hanauer"), hereinafter referred to as "Claimant": Jeffrey L. Cox, Esq., Sallah & Cox, LL

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Estate of Samuel Saunders Annette Saunders Names of the Respondents Oppenheimer & Co., Inc. Peter Mark Bizinkauskas Case Number: 07-01651 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Estate of Samuel Saunders ("S. Saunders"), and Annette Saunders ("A. Saun

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-00375 Joanne Manchester Names of the Respondents Hearina Site: Oriando, FL Morgan Stanley DW Inc. John Scheck Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Joanne Manchester, hereinafter referred to as "Claimant": J. Benton Stewart, II, Esq., Stewart Law, P.L.L.C, Tampa, FL. For M

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants / Counter-Respondents: Case Number: 07-00148 Joseph Toboni Mary Toboni JT Builders Name of the Respondent / Counter-Claimant: Hearina Site: Milestone Financial Services San Francisco, California Nature of the Dispute: Customers vs. Member Member vs. Customers REPRESENTATION OF PARTIES Claimants / Counter-Respondents Joseph Toboni, Mary Toboni,

STIPULATED AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Paulson Investment Company, Inc. Name of the Respondent Brian L. Kirk Case Number: 07-02129 Hearina Site: Portland, Oregon Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES Claimant, Paulson Investment Company, Inc., hereinafter referred to as "Claimant": Keith A. Ketterling, Esq. and Emily S. Courtnage, Esq

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-00393 Peter Grymkowski Name of the Respondent Hearina Site: Los Angeles, California UBS Financial Services, Inc. Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES Claimant, Peter Grymkowski, hereinafter refen-ed to as "Claimant": Bryan C. Altman, Esq., The Altman Law Group, Beverly Hills, California Respondent, UBS

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-02168 Ruth Grace Megnet Name of the Respondent Hearing Site: Houston, Texas Patrick J. Manriquez Nature of the Dispute: Customer v. Associated Person REPRESENTATION OF PARTIES Claimant, Ruth Grace Megnet, hereinafter referred to as "Claimant": Pro Se, Beaumont, Texas Respondent, Patrick J. Manriquez, hereinafter referred to as "Respo

STIPULATED AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 07-02552 Wells Fargo Investments, LLC Name of the Respondent Hearing Site: San Francisco, California Andrea X. Bulow Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES Claimant, Wells Fargo Investments, LLC, hereinafter referred to as "Claimant": Gregory B. Simon, Kane & Fischer, Ltd., Chicago, Illinois