Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Gailene Sarbak (Claimant) vs. Citigroup Global Markets, Inc. and Bhikkli Pai (Respondents) Case Number: 05-01121 Hearing Site: Newark. New Jersey Nature of the Dispute: Associated Person vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Gailene Sarbak hereinafter referred to as "Claimant": John H. Norton, Esq., and Nicholas Bliablias, Esq., Alport Butier Sand

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Robert Koenigsberg and Saundra Koenigsberg (Claimants) vs. Citigroup Global Markets, Inc., and Debra Member (Respondents) Case Number: 06-04633 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Robert Koenigsberg and Saundra Koenigsberg hereinafter collectively referred to as "Claimants" appea

stipulated Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Eric Robert Gauster (Claimant) v. Citigroup Global Markets, Inc., Michael Paul Parker, and Martin Christopher Parquette (Respondents) Case Number: 07-00009 Hearina Site: Boston, Massachusetts Nature of the Dispute: Associated Person v. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Eric Robert Gauster hereinafter referred to as "Claimant" appeared pro

Award FiNRA Dispute Resoiution In the Matter of the Arbitrafion Between: Dane S. Faber, Claimant v. First Securities USA, Inc., Carl D. Martellaro, Individually and as Trustee of the First Securities USA Legal Defense Plan, Brookstreet Securities Corporation, Stanley C. Brooks and Kenneth C. Foreman, Respondents Carl D. Martellaro, Cross-Claimant v. Dane S. Faber, Cross-Respondent Case Number: 04-00850 Hearina Site: San Francisco, California Nature of t

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: The Quinault Indian Nation, Claimant v. McDonald Investments Inc., David H. Hohimer, and Michelle M. Hansen, Respondents Case Number: 06-01149 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Carl J. Carlson, Esq. Jason T. Dennett, Esq. Carlson & Dennett, P.S. Seattle, Washington

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: RBC Dain Rauscher Inc., Claimant v. Donald H. Relyea, Respondent Case Number: 07-00713 Hearing Site: Dallas. Texas Nature of the Dispute: l\^ember v. Associated Person REPRESENTATION OF PARTIES For Claimant: Carolyn Guy, Esq. RBC Dain Rauscher, Inc. Minneapolis, Minnesota For Respondent: Donald H. Relyea In Propria Persona Dallas, Texas CASE INFORMATION Stat

Award FINRA Dispute Resolution In the Matter of the Arbitrafion Between: Name of the Claimant Case Number: 07-00873 Gloria Jean Yarborough Names of the Respondents Hearing Site: Raleigh, NC SunTrust Investment Services, Inc., f/k/a CCB Lyie D. Finley Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Gloria Jean Yarborough, hereinafter referred to as "Claimant", appeared pro se. For SunTrust Investmen

Award FiNRA Dispute Resoiution In the Matter of the Arbitrafion Between: Name of the Claimant Case Number: 06-04333 Javier Covas Name of the Respondent Hearing Site: San Juan, Puerto Rico Wallstreet Electronica, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Javier Covas, hereinafter referred to as "Claimant": Randall Place, Esq., Blum & Silver, LLP, Coral Springs, Florida. For Wallstreet Electronica, Inc., he

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number. 06-04414 Henry and Rosalind Drabin Names of the Respondents Hearing Site: Boca Raton, Florida Bear Stearns & Co., Inc. Axiom Capital Management, Inc. Gary J. Gross Mark David Martino Maria Wilson David Victor Siegel Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Henry and Ro

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Michael J. Gabisch vs. Case Number: 06-05258 Hearing Site: Chicago, Illinois Name of Respondent William Blair & Company, LLC NATURE OF THE DISPUTE Associated Person vs. Member REPRESENTATION OF PARTIES Michael J. Gabisch ("Claimant") appeared pro se. William Blair & Company, L.L.C. ("Respondent") was represented by Phillip M. Goldberg, Esq.,