NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Darrell Henry and Ruth Henry, JTWROS and Case Number 98-02501 Names of Respondents Jay Baudo REPRESENTATION OF PARTIES Darrell Henry and Ruth Henry, JTWROS (hereafter collectively referred to as "Claimants") located in Tulsa, Oklahoma appeared pro se. Jay Baudo (hereafter referred to as "Respondent") was represented by Russell Bean, Esq. of EBI Securiti

AWARD NASD Regulation, Inc. CASE: 98-02497 Olde Discount Corporation, claimant vs. Edgeworth P. Jwili, respondent. ATTORNEYS: For Claimant appeared in-house counsel, Matthew J. Boitos, Esq., Detroit, MI. Respondent appeared Pro Se, Philadelphia, PA. DATE FILED: July 10, 1998. CASE SUMMARY: Claimant alleged that respondent failed to pay the debit balance in his account. Claim Data Claim: $1,023.87 Interest: $101.44 Atty Fees: unspecif

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Ann Raimo and Estate of Gerald Raimo, (Claimants) vs. A.G. Edwards & Sons Inc. and William J. lerardi, (Respondents) Case Number: 98-02495 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Ann Raimo and Estate of Gerald Raimo, hereinafter collectively referred to as "Claimants": Robert J. Nichols, Esq., Waterbury, Connecticut. Respondent, A.G. Edwards & Sons, I

AWARD NASD Regulation, Inc. CASE: 98-02494 William A. Norrett, claimant vs. 1-800-Mutuals, Inc. and Administaff Companies, Inc., respondents. ATTORNEYS: For claimant William A. Norrett appeared Thomas K. Boone, Esq. of the firm Boone, Boone & Phillips, L.L.P., Dallas, TX For respondents 1-800-Mutual, Inc. and Administaff Companies, Inc. appeared Shawn Kirksey Jackson, Esq., of the firm Ogletree, Deakins, Nash, Smoak & Stewart, Houston, TX DATE F

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Robert T. and Kathleen Wilde, ("Claimants") vs. Fidelity Brokerage Services, Inc. and J, Matthew Struck ("Respondents") Case Number: 98-02492 Hearing Site: Boston, MA REPRESENTATION OF PARTIES Claimants, Robert T. and Kathleen Wilde, hereinafter collectively referred to as "Claimants'* appeared pro se until the date of the first scheduled hearing. At the hearing, Claimants were re

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: William J. Simpson, Claimant Vs. Tucker Anthony, Inc., Respondent. Case Number: 00-03128 Hearing Site: Louisville, Kentucky REPRESENTATION OF PARTIES " . ' - . . • : " ' ' • ' ' ' ' ' . . " . ' « - Denise H. McClelland, Esquire, of Frost Brown Todd, LLG, Lexington, Kentu

AWARD NASD Regulation, Inc. CASE 98-02491 Charles Schwab and Co., Inc. vs. Gary Andersen and Leif Andersen REPRESENTATIVES: For Claimant Charles Schwab and Co., Inc. ("Claimant"): Richard A, Karoly, Esq. of Charles Schwab and Co., Inc., San Francisco, California. For Respondent Gary Andersen: Amy Brazil, Esq. of Brazil, Adlong and Osment, PLC, Conway, Arkansas. Respondent Leif Andersen did not appear. DATE BLED: Statement of Claim filed: July 8,

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Leonard Fuhrer 98-02485 Names of Respondents Laidlaw Global Securities, Inc. Bill Jackson REPRESENTATION Claimant appeared pro se. For Respondents: Marc S. Gottlieb, Esq. of the law firm of Beckman, Millman & Sanders, L.L.P., New York, New York. CASE INFORMATION Statement of Claim filed: July 6, 1998. Supplemental Statement of Claim filed: O

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between: Robert B. and Cherie Thatcher vs. Pennsylvania Merchant Group, Ltd. and Daniel M. McGlinchey Case Number: 98-02482 Hearing Site: Philadelphia, Pennsylvania REPRESENTATION OF PARTIES Claimants Robert B. and Cherie Thatcher, hereinafter collectively referred to as "Claimants": Michael Huberman, Esq., Michael Huberman and Associates, La Quinta, California Respondents, Pennsylvania Me

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Rumiko Nakanishi v. Arbitration No. 98-02481 Name of Respondents Yamaichi International (America), Inc., Hiroshi Takenaka, Junichi Fukui and Kinichi Kondo REPRESENTATION For Claimant: Rumiko Nakanishi In Pro Per Rancho Palos Verdes, California For Respondents Yamaichi International (America), Inc., Junichi Fukui and Kinichi Kondo: Steven