Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Elliott Steinberg, (Claimant) vs. PaineWebber Incorporated, (Respondent) Case Number: 98-03144 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Elliott Steinberg, hereinafter referred to as "Claimant": Louis J. Maione, Esq., Salon, Marrow & Dyckman, LLP, New York, NY. Respondent, PaineWebber Incorporated, hereinafter referred to as "Respondent": Joel E.

Award NASD Dispute Resolution. Inc. In the Matter of the Arbitration Between: Fahnestock & Co., Inc., (Claimant) vs. Zane Tyson, (Respondent) Case Number: 00-03180 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Fahnestock & Co., Inc., hereinafter referred to as "Claimant": Eric J. Shames, Esq., Chief Legal Officer, Fahnestock & Co., Inc., New York, NY. Respondent, Zane Tyson, hereinafter referred to as "Respondent**: Morgan W. Bent

AWARD NASD Regulation, Inc. CASE: 98-03139 Lee T. Gallagher, claimant vs. Frith Brothers Investments, Inc., and Todd McNeill, respondents. ATTORNEYS: Claimant appeared Pro Se, Wayne, PA. For Respondent Frith Brothers Investments, Inc., appeared William Frith, Wayne, PA. Respondent Todd McNeill appeared Pro Se, Wayne, PA. DATE FILED: August 27, 1998 CASE SUMMARY: Claimant alleged that respondents purchased shares of TALK (Tel-Save- Holdings)

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Victor H. Tribino, (Claimant) vs. Meyers Pollack Robbins, Inc. and H.A. Donadelle, (Respondents). Case Number: 98-03138 Hearing Site: New York, New York Claimant Tribino ("Claimant") appeared pro se. Respondent Hakim Atiba Donadelle ("Donadelle") appeared pro se. Respondent Meyers Pollack Robbins, Inc. ("Meyers Pollack") did not enter an appearance in this matter. CASE INFORMA

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: John and Linda Imbriano, (Claimants) vs. Smith Barney, inc., Sean McDermott, and Keith Shepherd, (Respondents) Case Number: 98-03136 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimants, John and Linda Imbriano ("Imbriano"), hereinafter collectively referred to as "Claimants": Brian H. Reis, Esq., New York, NY. Respondents, Smith Barney, Inc. ("Smith Barney"), Sean McDer

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Party Name, Robert S, Balk, IRA v. Party Names, Fidelity Brokerage Services, Inc. Case Number: 98-03135 Hearine Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Robert S. Balk ("Claimant") appeared pro se. Respondent, Fidelity Brokerage Services, Inc. ("Respondent"): T. Christopher Donnelly, Esq., Boston, Massachusetts. CASE INFORMATION Statement of Claim filed

AWARD NASD Regulation, Inc. CASE: 98-03133 Keith Allen Tyler and Stephanie Tyler, claimants vs. Barry Kaufman and Richard Jankus, respondents. ATTORNEYS: Claimants appeared Pro Se, Livermore, CA. Respondent Barry Kaufman did not respond to the Statement of Claim. For Respondent Richard Jankus appeared M. David Sayid, Esq., of the firm Sayid and Associates, New York, NY. DATE FILED: August 27, 1998 CASE SUMMARY: Claimants alleged that respond

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Neil and Nancy Wilson. (Claimants) vs. Alan J, Mandel. Green-way Capital Corp., Joseph Guccione, and John Margiotta, (Respondents) Case Number: 98-03132 Hearing Site: New York. NY REPRESENTATION OF PARTIES Claimants, Neil and Nancy Wilson, hereinafter collectively referred to as "Claimants": Robert G. Heim, Esq., Meyers & Heim, LLP, New York, NY. Respondent, Alan J. Mandel ("Mande

Award NASD Regulation. Inc. In the Matter of the Arbitration Between; Robert Palermo ("Claimant") vs. Walsh Manning Securities. L.L.C.. Frank Romano. Stuart Willett. Joseph Papeo, Wesley Rusch, CISC Oppenheimer Corp.. James T. Shanley. Craig H. Gross, and Frank Skelly. Ill ("Respondents") Case Number: 98-03131 Hearing Site: New York. NY REPRESENTATION OF PARTIES Claimant Robert Palermo, hereinafter referred to as "Claimant": Kevin P. Conway. Esq.. C

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Gale E. Alleman, Jr., Claimant vs. First National Equity Corp., and Charles A. DiMaggio Respondents. Case Number: 98-03127 Hearing Site: Louisville, Kentucky REPRESENTATION OF PARTIES Claimant, Gale E. Alleman, Jr. ("Claimant") appeared on his own behalf. Respondents, First National Equity Corp. ("FNEC") and Charles A. DiMaggio ("DiMaggio"), hereinafter collectively referred to as