AWARD NASD Regulation, Inc. CASE: 98-03019 Sherman L. Bryant, claimant vs. Workman Securities Corporation, respondent. ATTORNEYS: Claimant Sherman L. Bryant appeared Pro Se., Denison, IA. Respondent Workman Securities Corporation, appeared through its Financial and Operational Principal, Mark Pavwoski, Minnetonka, MN. DATE FILED: 08/17/1998 CASE SUMMARY: Claimant alleged respondent failed to follow instructions to transfer several of his account

AWARD NASD Regulation, Inc. CASE: 98-03017 Olde Discount Corporation, claimant vs. Michael Cameron and Joyce Cameron, respondents. ATTORNEYS: For claimant appeared Matthew J. Boitos, Esq., - Detroit, MI. For respondents appeared Keith W. Meisel, Esq., - West Palm Beach, FL. DATE FILED: 8/18/98 CASE SUMMARY: Claimant alleged respondent sold securities prior to ex-dividend date and refused to transfer shares. Claim Data Award Data Claim: $1,69

AWARD NASD Regulation, Inc. CASE: 98-03016 Beth Ann Murphy, claimant vs. Olde Discount Corporation and Scott Abramson, respondents. ATTORNEYS: Claimant appeared Pro Se, Wilmington, DE. For Respondents appeared in house counsel, Kurt W. Lofgren, Esq., Detroit, MI. DATE FILED: August 18, 1998 CASE SUMMARY: Claimant alleged that respondents failed to follow instructions to sell and subsequently transfer proceeds of her DTE stock. Claim Data Award D

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Robert Levinson, Claimant v. TYM Securities, Inc., Southwest Securities, Inc., and Scott D, Mclntosh, Respondents. Case Number: 98-03008 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: For Respondent Southwest Securities, Inc. For Respondent TYM Securities, Inc. For Respondent, Scott D. Mclntosh: WD. Masterson, Esq. Kilgore & Kilgore,

In the Maiter of the Arbitration Between te of Claimant Steven Davson & Tracie Myatt Name of Respondent UBS PaineWebber, Inc. REPRESENTATION OF PARTIES For Steven) Dawson & Tracie Myatt, hereinafter referred to as "Claimant": Andrew O. Whiteman, Esq., Hartzell & Whiteman, LLP, Raleigh, North Carolina. For UBS PuineWebber, Inc., hereinafter referred to as "Respondent": J. Wesley Holston, Esq., Respondent PaineWebber, Fort Lauderdale, Florida. Sta

Stipulated Award NASD Dispute Resolution, Inc. • the Matter of the Arbitration Between i Names of Claimants Richard and Pamela Jurkovac Case No. 98-03007 Names of Respondents PCM Securities, Limited Steven Edelson Robert Mitchell Joseph Scarfone Elliott Gayer Roland Greenspan REPRESENTATION OF PARTIES For Richard and Pamela Jurkovac, hereinafter collectively referred to as "Claimants": Stephen Murphy, Esq. of Orlando, FL.

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Southwest Fence, Inc. Case No. 98-03006 Names of Respondents A.S. Goldmen & Company, Inc. Marco Louis Carucci Christopher Michael Tomasulo REPRESENTATION OF PARTIES For Claimant: J. Richard Newland, CPA, Little Rock, Arkansas. For Respondent A.S. Goldmen & Company, Inc. ("Goldmen"): Burleigh L. Singleton, Esq., Kilpatrick Stockton LLP, Atlanta, Geor

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimants Odette Marie Bourget Fischer and Odette Veronique B.F. Kuhlman v. Name of Respondents Mitchum, Jones & Templeton, Inc., and John Earl Martin, Sr. Arbitration No. 98-03005 REPRESENTATION For Claimants: For Respondent John Earl Martin, Sr. Odette Veronique B.F Kuhlman In Pro Per Agoura Hills, California Robert B. Martin, Jr., Esq.

AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Robert Wrenn v. Name of Respondent Smith Barney, Inc. Arbitration No. 98-02901 For Claimant: For Respondent: Statement of Claim filed: REPRESENTATION Steven L. Miller, Esq. Law Office of Steven L. Miller Woodland Hills, California David Bartholomew, Esq. Keesal Young & Logan Long Beach, California and Etta Gumbs, Esq.

AWARD NASD Regulation, Inc. CASE: 98-02840 Roger Boissoneault and Doris Boissoneault, claimants vs. Fechtor, Detwiler & Co. Inc., respondent. ATTORNEYS: Claimants appeared Pro Se, Fort Lauderdale, FL. For Respondent appeared Stephen Z, Frank, Esq., of the firm Fechtor, Detwiler & Co. Inc., Boston, MA. DATE FILED: August 5, 1998 CASE SUMMARY: Claimant alleged that respondent failed to monitor their call options, advised them to purchase unsui