Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Teny A. Hurlbut, in, MD, ("Claimant") vs. John A. Whitsel, James Contacesa, Nicole Luiso, Keith A. Ciccone, Laidlaw Global Securities, Inc., and Trautman, Kramer & Company, Inc., ("Respondents") Case Number: 98-02787 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant Terry A. Hurlbut, m, MD, hereinafter referred to as "Claimant" appeared pro se. Respondent John A. Whits

AWARD NASD Regulation, Inc. CASE: 98-02786 Arnold P. Popkin, claimant vs. Waterhouse Securities, Inc., respondent. ATTORNEYS: Claimant appeared Pro Se, Potomac, MD. For Respondent appeared in-house counsel, Janis Campanella, Esq., New York, NY. DATE FILED: August 3, 1998 CASE SUMMARY: Claimant alleged that respondent was negligent in failing to execute and notify him that his order for shares of Dell Computer stock had been rejected. Claim Data

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Frank R. Marasco (Claimant) v. The Prudential Insurance Company of America (Respondent.) Case Number: 98-02781 Hearing Site: San Francisco CA REPRESENTATION OF PARTIES Claimant, Frank R. Marasco (hereinafter referred to as "Claimant"): Joseph P. Meyers, Esq., Law Offices of Joseph P. Meyers, One Embarcadero Center, Suite 1200, San Francisco, CA 94111. Respondent, The Prudential Insura

STIPULATED AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant John C. Little 98-02779 Name of Respondents OLDE Discount Corp., Michael J. Donnellan, and Kenneth J. Chodzin REPRESENTATION For Claimant: JohnC. Little ("Little") was represented by Robert E. Murphy, Esq., located in Upper Saddle River, New Jersey. For Respondents: OLDE Discount Corp. ("OLDE"), and Michael J. Donnellan ("Donnellan") and

AWARD NASD Regulation, Inc. CASE: 98-02778 Albert Taylor, claimant vs. Advest, Inc. and Rex Fannin, respondents. ATTORNEYS: For Claimant appeared Geoffrey P. Damon, Esq., Cincinnati, OH. For Respondents appeared Barry J. Kronemer, Esq., Hartford, CT. DATE FILED: August 3, 1998 CASE SUMMARY: Claimant alleged that respondents were negligent and failed to fulfill their contractual and fiduciary obligations with respect to option trading. Claim Data

Awara NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Michael Wright Case No. 98-02771 Names of Respondents Hearing Situs: Boca Raton, Florida Gruntal & Co., L.L.C, Rees Gherman REPRESENTATION OF PARTIES For Michael Wright, hereinafter also referred to as "Claimant": Curtis Carlson, Esq. of Peyton and Carlson P.A., Miami, Florida. For Gruntal & Co., L.L.C. ("Gruntal"): Joseph E. Gasperetti, Esq., N

In the Matteir Name of 3f the Arbitration Between Claimant Brian D. Feirick Name|, Howard Chains Zelin Dale M. Zeliin Russell David Ehrens Hearing Site:T REPRESENTATION OF PARTIES For Brian D. Feiock, hereinafter referred to as "Claimant": Bruce W. Barnes, P.A., Clearwater, Florida. For Howard P.C., Westbur For Russell P.C., Mitchel of Statement Letter datfcc i Resolution, Claimant Statements

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Clyde Heslinga and Gertrude Heslinga and Case Number 98-02767 Names of Respondents Charles Schwab & Co., Inc. REPRESENTATION OF PARTIES Clyde Heslinga and Gertrude Heslinga (hereafter collectively referred to as "Claimants") were represented by Gail E. Boliver, Esq. of The Boliver Law Firm, located in MarshaUtown, Iowa. Charles Schwab & Co., Inc. (herea

AWARD NASD Regulation. Inc. CASE: 98-0:759 Thomas GeorgetT.' claimant vs. Matt Mailess. James O'Connor and First Liberty Investment Group, respondents. ATTORNEYS: Claimant Thomas Georgeff appeared Pro Se. Miamisburg. OH For Respondents James O'Connor and First Liberty Investment Group appeared Nicholas J. Guiliano. Esq. Respondent Matt Matless failed to respond to the Statement of Claim. DATE FILED: 07/31/1998 CASE SUMMAKi': Claimant alleged

AWARD NASD Regulation, Inc. CASE: 98-02757 Terri Bobry, claimant vs. Everen Securities, Inc., respondent. ATTORNEYS: Claimant appeared Pro Se, Rochester, NY. For Respondent appeared Bruce Lewitas, Esq., Chicago, IL. DATE FILED: July 31, 1998 CASE SUMMARY: Claimant alleged that respondent failed to expeditiously execute a sell order for shares of Xerox Corp., common stock. Claim Data Award Data Claim: $3,162.50 Award: $.00 Filing Fees: $.