NASD Regulation, Inc. Office of Dispute Resolution Arbitration No. 98-02692 Award Page 1 of 6 Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Sal and Linda Disanto, (Claimants) vs. D.H. Blair & Co., Inc. and John DiBella, (Respondents). Case Number: 98-02692 Hearing Site: New York, New York REPRESENTATION OF PARTIES For Claimants Sal and Linda Disanto ("Claimants"): Edward G. Werner, Esq., Jackson, New Jersey. For Respo

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Albert N. Podell, ("Claimant") vs. Joel Pomerantz, Reich & Co., Inc., and Fahnstock & Co., Inc., ("Respondents") Case Number: 98-02687 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Albert N, Podell, hereinafter referred to as "Claimant": David B. Wechsler, Esq., Wechsler & Bursky, LLP, New York, NY. Respondents, Joel Pomerantz ("Pomerantz"), Reich & Co., Inc. ("Re

Award NASD Regulation, Jnc. In the Matter of the Arbitration Between: Dennis, Alice, and Erin Yanousek, Claimants vs. Robert Fitgerald, Magna Investments, Inc., and Boatmen's Investment Services, Respondents. Case Number: 98-02681 Hearing Site: Kansas City, Missouri REPRESENTATION OF PARTIES Claimants), Dennis Yanousek ("Dennis"), Alice Yanousek ("Alice"), and Erin Yanousek ("Erin"), hereinafter {collectively} referred to as "Claimants)": Rrmin

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Ron Ringen, Claimant v. Donald & Company Securities, Inc., Robert E. Micone, and Jonathan Wolfe, Respondents Case Number: 98-02679 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant Ron Ringen: For Respondents Donald & Company Securities, Inc., Robert E. Micone, and Jonathan Wolfe: Dave Lenny, Esq. and Kirsten Anderson, Esq. Donahue, M

AWARD NASD Regulation, Inc. In the matter of the Arbitration Between Name of Claimant C. Courtney Brown 98-02677 v. Name of Respondents Comerica Securities Inc., Michael H. Bartlett, and William Bradley Davis REPRESENTATION OF PARTIES Representing the Claimant, C. Courtney Brown, hereinafter referred to as "Claimant," was Brian L. Zagon, Esq. and Robert Gonser, Esq. of Resolution Law Group, Lafayette, California. Representing the

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Names of Claimants Adult Comprehensive Protection Services, Inc., Guardian of Arthur M. Martin, Incapacitated Case No. 98-02673 Names of Respondents Palm State Equities, Inc. James Richard Tuberosa Buckhead Financial Corp. Leonard Joseph Donatelli REPRESENTATION OF PARTIES For Claimant Adult Comprehensive Protection Services, Inc., Guardian of Arthur M. Martin,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael Canalizo, (Claimant) vs. Bluestone Capital Partners, L.P., Prudential Securities Incorporated, Wexford Clearing Services Corporation, and Stephen Grivas, (Respondents) Case Number: 00-03117 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Michael Canalizo, hereinafter referred to as "Claimant": Joseph D. Cosgrove, Esq., Cfestwood, NY and Dominick J.

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name nf Claimant A. G. Edwards & Sons, Inc. 98-02394 Name of Respondent Scot Kelley REPRESENTATION For Claimant A. G. Edwards & Sons, Inc. ("AGE"): Norman S. Buckvar, Esq. of A.G. Edwards & Sons, Inc., St. Louis, Missouri. Respondent Scot Kelley ("Kelley") appeared pro se. CASE INFORMATION Statement of Claim filed: July 1, 1998. Claimant's Submission Agreement s

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Hans Sjoren, Donna Sjoren, Claimants v. Foster Jeffries Securities Corp., George Greco, Sean P. McManus, Dominick Palermo, and Charles DaCruz, Respondents. Case Number: 98-02393 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: Gary L. Gebler, Esq. Unis & Gebler San Clemente, California For Respondent Foster Jeffries Securities Corp.: Did not appea

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Lois A. Gerhardt, Ind. Lois A. Gerhardt Trust v. Name of Respondent Smith Barney, Inc. Estate of Michael K. Brown Arbitration No. 98-02391 REPRESENTATION For Claimant: For Respondent, Smith Barney, Inc. Dan Lawton, Esq. Lawton Law Firm San Diego, California Etta Gumbs, Esq. Salomon Smith Barney New York, New York Davi