NASD REGULATION, INC. AWARD In the matter of the Arbitration between: Ganga N.GHOSH and Rani GHOSH, Claimants, and NASD Case No. 98-02366 OLDE Discount Corporation and Randall SORENSEN, Respondents. STIPULATEDAWARD REPRESENTATION For Claimants: Greg Tilton of Bell & Henry, LLP located in Houston, Texas. For Respondents: Ina N. Otto of OLDE Discount Corporation located in Detroit, Michigan. HEARING INFORMATION Pre~hearing Conferen

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Blair Adhesive Profit Sharing Plan, Scott Heger, Trustee, Claimant v. Titan/Value Equities Group, Inc., Respondent. Case Number: 98-02363 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Ryan K. Bakhtiari, Esq. Aidikoff&Uhl Beverly Hills, California For Respondent: G. Thomas Fleming, Esq. Jones, Bell, Abbott, Fleming & Fitzgerald Los An

AWARD NASD Regulation, Inc. CASE: 98-02354 Shirley Freeman and Helene Cohen, claimants vs. Susan Quigley and Citicorp Investment Services, respondents. ATTORNEYS: For claimants Shirley Freeman and Helene Cohen appeared Pro Se, Great Neck, NY For respondents Susan Quigley and Citicorp Investment Service appeared in-house counsel Marc Frimet, Esq., Long Island City, NY DATE FILED: 6/29/98 CASE SUMMARY: Claimants alleged that respondents failure to

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Jimmy Rustomji and Rosy Rustomji vs. Name of Respondents U.S. Securities and Futures Corp. Nasim Y. Khan Case No. 98-02352 REPRESENTATION For Claimants Jimmy and Rosy Rustomji ("Claimants") appeared Anthony J. Horn, Esq., a sole practitioner with offices located in New York, New York, For Respondents U.S. Securities & Futures Corp. ("U.S. Secur

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Marcello Campillay, (Claimant) vs. Cantor Fitzgerald & Co., Inc., (Respondent) Case Number: 98-02348 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Marcello Campillay ("Campillay"), hereinafter referred to as "Claimant": Heath Linsky. Esq., Amabile & Ermart, P.C., Staten Island. NY. Previously represented by: Eric J. Wallach, Esq., Kasowitz, Benson,Torres & Fried

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Boris Nadgor (Claimant) vs. Euro-Atlantic Securities, Inc., Anthony A. Bisceglie, David P. Melilio and Fred E. Plan (Respondents) Case Number: 98-02347 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Boris Nadgor, hereinafter referred to as "Claimant": Howard M. Rosenfield, Esq., located in Avon, Connecticut. Respondent, Euro-Atlantic Securities, Inc. ("Euro-At

JUL. 1.1999 AWARD NASD Regulation, Inc. In the Matter of (hft Arbitration Between Stanley Pargman 98-02344 dBC Qppenheimer Corp. For Claimant Stanley Ragman. ("Pargman"): Ronald Sbindler, Esq. of Fowler White Burnett Hurley Baaick & Strickroot, Miami, Florkla. For Respondent OBC Oppenheimer Corp ("Oppenheimer ir ): Richard Kelly, Esq. of Oppenbeima & Co., Inc., New York, New York. CASE INFORMATION Statement of Claim filed: June 2

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Ewell R. Burkhalter (Claimant) vs. Williams M. Cutrone, Michael Difrancesca, Mark Blonder, Lawrence J. Penna et. al. (Respondents). Case Number: 98-02339 Hearing Site: Dallas, TX REPRESENTATION OF PARTIES Claimant, Ewell R. Burkhalter ("Claimant"): Ralph A. Gant, Esq., Law Office of Ralph Gant. Respondent, Lawrence Penna ("Penna") and Herman Epstein ("Epstein"): Lawrence R. Gelber,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-03112 Martin L. Hanks, Claimant vs. Charles Schwab & Co. Inc., Sean E. Mallon, Justin Dee, Respondents. ATTORNEYS: Claimant, Martin L. Hanks ("Claimant"), appeared Pro Se, Pensacola, FL. Respondent Charles Schwab & Co., ("Respondent Schwab"), appeared through its in house counsel, Linda Drucker, Esq., San Francisco, CA. Respondent Sean E. Mallon, ("Respondent Mallon"), did not resp

STIPULATED AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Christopher Geiger and Janice Geiger, Claimants, v. No. 98-02337 OLDE Discount Corporation, Mark Calderone, Thomas Brehm, and Steven Ross, Respondents. REPRESENTATION OF PARTIES For Claimants: Laurence S. Schultz, Esq. of Driggers, Schultz &. Herbst located in Troy, Michigan. For Respondents: Howard M. Klausmeier, Esq., in-house counsel for OLDE Discount